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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

120

name start date
Clayton Wade Scott
October 1999
Britton William Wilkins
January 2009
Jack A Hoffman
September 1994
Jonathan Robert Woods
March 2006
Brice Andrew Bailey
November 2011

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Vining-Sparks Asset Management, LLC IAR $321,982,000
    Vining-Sparks Ibg, Limited Partnership Broker-Dealer --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Mark Alan Evans Evp/Director Of Trading January, 2014 less than 5%
      Timothy Karl Zimmerman Director July, 2009 less than 5%
      Randall Edwin Wade Sales Manager May, 2008 less than 5%
      Gary Charles Teagno Secretary January, 1988 less than 5%
      Martin Flanagan Jr. Shea General Counsel/General Principal March, 2009 less than 5%
      Allen Joey Riggs Evp & Chief Financial Officer January, 2012 less than 5%
      James Leo Reber President, General Principal April, 2005 less than 5%
      Frank A. Pinto Director December, 2008 less than 5%
      James Douglas Macphee Director July, 2008 less than 5%
      William Alexander Jr. Loving Director July, 2011 less than 5%
      Preston L Kennedy Director July, 2010 less than 5%
      Patricia Moore Hopkins Financial Operations Principal August, 2007 less than 5%
      Jim S. Sr. Gowen Chairman June, 2011 less than 5%
      Harold Lamar Gladney Chief Compliance Officer July, 2008 less than 5%
      Camden Riley Fine Director May, 2003 less than 5%
      Wayne A. Cottle Director July, 2009 less than 5%
        Source: FINRA

        Fees

        There is no compensation data available to display at this time