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Icba Securities

Icba Securities is a Broker-Dealer with 152 financial professionals registered nationwide.

Advisors (152)

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Name Start Date
Kevin Michael Speed Nov 1990
Pete Sturdivant Smith Apr 2003
Jack A Hoffman Sep 1994
David Baxter Jones Aug 1989
Andrew Leslie Smith Jun 1998
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*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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Not Available
Total Assets
Not Available
Accounts
Not Available
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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  •   Icba Services Network, Inc. (75% or more)
  •   Independent Community Bankers of America (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's FINRA report. Executives with less than 5% share may not own any of the firm. Please see the FINRA report for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Camden Riley Fine Director 05/01/2003
Francis Joseph Scott Head Trader 03/01/1989
Harold Lamar Gladney Chief Compliance Officer 07/01/2008
Allen Joey Riggs Evp & Chief Financial Officer 01/01/2012
Cynthia Lynne Blankenship Director 06/01/2006

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Vining-Sparks Ibg, Limited Partnership Broker-Dealer
Vining-Sparks Asset Management, LLC IAR $623,045,000

Principal Office & Place of Business

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Principal Office

Address:
775 Ridge Lake Blvd., Suite 200
Memphis , TN 38120
Phone Number: (901) 762-5309
Other Offices Address City State Zip
775 Ridge Lake Blvd.Suite 200 Memphis TN 38120

Firm Compensation Arrangements

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No compensation arrangements listed.