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MML Investors Services, LLC

MML Investors Services, LLC
MML Investors Services, LLC is a broker-dealer with over 4,745 financial professionals The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Firm Information

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Advisors (4,745)

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Name Start Date
A. Dale Schaefer May 2004
Aaron A Milne Aug 2009
Aaron Fries Jan 2005
Aaron Harris Freedman Apr 2011
Aaron Keith Mcbride Aug 2010
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$883.7M
Total Assets
4K
Accounts
$236.9K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Massmutual Holding LLC (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Rollings, Michael, Thomas Director 12/01/2006
Robert Steven Rosenthal Chief Legal Officer; Vice President, Assoc. Gen. Counsel & Secretary 12/01/2006
Michael Robert Fanning Chairman of The Board and Chief Executive Officer 12/01/2008
John Arthur Vaccaro President, Director, Agency Field Force Supvr. 12/01/2008
Mark Anthony Larose Co-Chief Operations Officer, Assistant Vice President and Registration Manager 10/01/2009

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
1295 State Street
Springfield , MA 01111-0001
Phone Number: (413)737-8400
Other Offices Address City State Zip
11350 McCormick Road Hunt Valley MD 21031
530 Fifth Avenue New York NY 10036-5101
900 E 96th Street Indianapolis IN 46240
1000 Corporate Dr., Suite 700 Ft. Lauderdale FL 33334-3637
Overlook 1 Glen Allen VA 23060

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: SOLICITORS FEES