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Sterne Agee Asset Management, Inc.




There are no insights from this firm to display at this time.


ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on Jan. 7, 2016
    • $693.9M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
    • $242.7K
      Estimated Average Account Balance


Firm Services

  • Financial Planning

  • Pension Consulting

Firm Client types


Current Advisors

# of advisors


name start date
Robert Leo Mclaughlin
April 2006
William Peter Parrish
March 2010
Keith John Storms
December 2011
Preston Mccorkle Morris
December 2005
Mary Margaret Hartley
September 2008

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    1919 Investment Counsel, LLC IAR $8,090,646,347
    Century Securities Associates Inc Dual Registrant $391,269,125
    Equitycompass Strategies IAR $69,813,482
    Kbw Asset Management, Inc. IAR --
    Keefe, Bruyette & Woods, Inc. Broker-Dealer --
    Montibus Capital Management LLC. IAR $1,003,177,477
    Sterne Agee Clearing Inc. Broker-Dealer --
    Sal Financial Services, Inc. Broker-Dealer --
    Sterne Agee Investment Advisor Services, Inc. IAR $844,840,924
    Sterne, Agee & Leach, Inc. Broker-Dealer $217,147,987
    Stifel, Nicolaus & Company, Incorporated Dual Registrant $31,903,473,041
    The Trust Company of Sterne Agee, Inc. -- --



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Walter Allwein Ruch President, Ceo, Director April, 2007 less than 5%
      Jay Wilson Carter Director December, 2008 less than 5%
      John Francis Calvano Chief Compliance Officer March, 2011 less than 5%
      John Vincent Rucker Director November, 2012 less than 5%
      Daryl Timothy Speegle Chief Financial Officer February, 2015 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees