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Sterne Agee Asset Management, Inc.

Sterne Agee Asset Management, Inc.
Sterne Agee Asset Management, Inc. is a RIA based in Birmingham, AL with $2B in AUM and with 131 advisors nationwide.

Advisors (131)

Name Start Date
Robert Leo Mclaughlin Apr 2006
William Peter Parrish Mar 2010
George Michael Crawfis Apr 2005
Roy R Rumbley Mar 2005
Gary Paul Haindel Mar 2009
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Top ETF Holdings

No ETF holdings data available.

Firm Assets Under Management

Total Assets
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.


  •   Stifel Financial Corp. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Walter Allwein Ruch President, CEO, Director 04/01/2007
Jay Wilson Carter Director 12/01/2008
John Francis Calvano Chief Compliance Officer 03/01/2011
John Vincent Rucker Director 11/01/2012
David M. Sides Chief Operations Officer 05/01/2015

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
1919 Investment Counsel, LLC IAR $8,090,646,347
Century Securities Associates Inc Dual Registrant $391,269,125
Equitycompass Strategies IAR $69,813,482
Kbw Asset Management, Inc. IAR
Keefe, Bruyette & Woods, Inc. Broker-Dealer
Montibus Capital Management LLC. IAR $1,003,177,477
Sterne Agee Clearing Inc. Broker-Dealer
Sterne Agee Financial Services, Inc. Broker-Dealer
Sterne Agee Investment Advisor Services, Inc. IAR $399,904,000
Sterne, Agee & Leach, Inc. Broker-Dealer $217,147,987
Stifel, Nicolaus & Company, Incorporated Dual Registrant $31,903,473,041
The Trust Company of Sterne Agee, Inc.

Principal Office & Place of Business

Principal Office

800 Shades Creek Parkway
Birmingham , AL 35209
Phone Number: 205-380-1700
Other Offices Address City State Zip
412 Georgia Avenue Chattanooga TENNESSEE 37403
11300 Cantrell Road Little Rock ARKANSAS 72212
670 South Perry Street Montgomery ALABAMA 36104
2800 Dauphin Street Mobile ALABAMA 36606
33 Bull Street Savannah GEORGIA 31401
800 Shades Creek Parkwaysuite 500 Birmingham AL 35209

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees