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Sterne Agee Asset Management, Inc.

Sterne Agee Asset Management, Inc.
Sterne Agee Asset Management, Inc. is a RIA based in Birmingham, AL with $2B in AUM and with 268 advisors nationwide.

Advisors (268)

Name Start Date
John Mark Holliday May 2009
Ashley Summers Tabb Feb 2012
David Michael Stemmler Oct 2010
Robert Bere Stine Apr 2013
Christopher Harris Lane Jul 2010
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

$2.2B
Total Assets
8K
Accounts
$268.1K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

  •   Sterne Agee Group, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Walter Allwein Ruch President, CEO, Director 04/01/2007
Jay Wilson Carter Director 12/01/2008
James Franklin Dixon Director 12/01/2008
Daniel Lee Garrett Chief Operations Officer 07/01/2010
John Francis Calvano Chief Compliance Officer 03/01/2011

Affiliated Investment Advisors and Broker Dealers

No firm affiliates listed.

Principal Office & Place of Business

Principal Office

Address:
800 Shades Creek Parkway
Birmingham , AL 35209
Phone Number: 205-380-1700
Other Offices Address City State Zip
413 North Center Street Statesville NC 28677
3549 Bluecutt Road Columbus MS 39705
412 Georgia Avenue Chattanooga TN 37403
33 Bull Street Savannah GA 31401
670 South Perry Street Montgomery AL 36104
2800 Dauphin Street Mobile AL 36606
11300 Cantrell Road Little Rock AR 72212
4070 Forsyth Road Macon GA 31210
570 Expressway Drive South Medford NY 11763
75 Beattie Place Greenville SC 29601
907 East Strawbridge Avenue Melbourne FL 32901
1100 Corporate Parkway Birmingham AL 35242
2112 Rocky Ridge Road Hoover AL 35216
618 S Douglas Ave Beaver OK 73933
2100 B Southbridge Parkway Birmingham AL 35209
931 Sharit Avenue Gardendale AL 35071
104 East Iron Salina KS 67401
650 North College Street Auburn AL 36830
1250 Poydras Street New Orleans LA 70112
15613 Prestancia Drive Austin TX 78717
200 Aliant Parkway Alexander City AL 35010
201 Williams Avenue Huntsville AL 35801
424 N Main Garden City KS 67846
22787 Hwy 98 E Fairhope AL 36532
3100 West End Avenue Nashville TN 37203
6750 Poplar Avenue Memphis TN 38138
1965 East 5600 South Salt Lake City UT 84121
300 Cahaba Park Circle Birmingham AL 35242
6016 Old Alabama Road Acworth GA 30102
15 Lake Street Savannah GA 31411
800 Shades Creek Parkwaysuite 500 Birmingham AL 35209

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees