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Stanford Group Company

Stanford Group Company is a broker-dealer with 3 financial professionals registered in TX. The firm's primary clients are Individuals, High Net Worth Individuals and Banking or Thrift Institutions.

Advisors (3)

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Name Start Date
Heidi Pilar Apontebattle May 2005
Marie E Barnhart Nov 2008
Stanford, Robert Allen Nov 1999
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$3.1B
Total Assets
8K
Accounts
$394.1K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Stanford Group Holdings Inc. (75% or more)
  •   Executives with less than 5% share each
  •  Ralph Steven Janvey

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Ralph Steven Janvey Receiver Only Not CCO / Chief Compliance Officer 02/01/2009

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
16000 Barkers Point Ln, Suite 145
Houston , TX 77079
Phone Number: 866-964-6301

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees