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Waddell & Reed

Waddell & Reed
Waddell & Reed is a Broker-Dealer with over 2,772 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (2,772)

Name Start Date
Phil Jasso Jun 2007
Daren Loyal Johnson Jan 2007
Patrick Alexander Kravitz Jan 1999
Phyllis Lynn Watson Nov 1999
Stacie Elizabeth Lambert Sep 2014
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

$17.1B
Total Assets
136K
Accounts
$125.8K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

  •   Waddell & Reed Financial Services, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Henry John Herrmann Director 05/01/1993
Mark Patrick Buyle Senior Vice President, Associate General Counsel 03/01/2000
Steven Eugene Anderson Senior Executive Vice President, National Sales Manager 03/01/2005
Karen Forslund Lare Senior Vice President 05/01/2010
Derek David Burke President 07/01/2014

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Ivy Funds Distributor, Inc. Broker-Dealer
Ivy Investment Management Company IAR $72,381,905,250
Waddell & Reed Investment Management Company

Principal Office & Place of Business

Principal Office

Address:
6300 Lamar Avenue
Overland Park , KS 66202-4200
Phone Number: 913-236-2000
Other Offices Address City State Zip
P.O. Box 29217 Shawnee Mission KS 66201-9217
1020 N Main St McPherson KS 67460
409 Cross Street North Mankato MN 56003
4679 Vista St San Diego CA 92116
118 Public Square Gallatin TN 37066
23 Public Square Lawrenceburg TN 38464
1909 N 6th St Ponca City OK 74601
315 E South St Rice Lake WI 54868
1425 W Main Woodward OK 73801
311 Santa Fe Ave La Junta CO 81050
6301 Glenwood Overland Park KS 66202
One Torrington Office Plaza Torrington CT 06790
1001 S 70th Lincoln NE 68510
3625 Del Amo Blvd Torrance CA 90503
834 Indian Rd Linn KS 66953
920 Main St Kansas City MO 64105
3836 S Fremont Ave Springfield MO 65804
5310 Kietzke Lane Reno NV 89511
101 S Market St Selinsgrove PA 17870
3610 Central Ave Riverside CA 92506
320 SW 3rd St Corvallis OR 97333
400 E Mill Plain Blvd Vancouver WA 98660
111 South Main Eureka IL 61530
47609 876th Rd Atkinson NE 68713
4655 Nichols Road Eagan MN 55122
742 Pre Emption Rd Geneva NY 14456
540 Broad Ave Belle Vernon PA 15012
1 Rockefeller Plz New York NY 10111
1717 St James Pl Houston TX 77056
8817 E. Mission Avenue Spokane Valley WA 99212
2170 N Bryant St Denver CO 80211
4610 Amber Valley Parkway Fargo ND 58104
375 Williamstowne Delafield WI 53018
1611 1st Ave North Fort Dodge IA 50501
9730 S. Western Avenue Evergreen Park IL 60805
Two Cityplace Drive Creve Coeur MO 63141
106 E Main St Belle Plaine MN 56011
4425 S. Mopac Expressway Austin TX 78735
Two Carlson Pkwy N Plymouth MN 55447
79 Main St Torrington CT 06790
3601 Minnesota Drive Edina MN 55435
1630 23rd Ave Lewiston ID 83501
45 S Jebavy Dr Ludington MI 49431
6900 Wedgwood Dr N Maple Grove MN 55311
1150 First Ave King of Prussia PA 19406
400 Robert St N St Paul MN 55101
152 N Durbin St Casper WY 82601
131 South Union St Spencerport NY 14559
5255 Ronald Reagan Blvd Johnstown CO 80534
700 E Mountain View Ave Ellensburg WA 98926
13750 San Pedro Ave San Antonio TX 78232
700 Memorial Drive Idaho Falls ID 83402
415 Madison Ave New York NY 10017
196 1/2 S River Ave Holland MI 49423
830 N Main Street Meridian ID 83642
711 W Bay Area Blvd Webster TX 77598
7071 Stone Dr Daphne AL 36526
2601 Fourth Avenue Seattle WA 98121
4949 Meadows Rd Lake Oswego OR 97035
2075 Charlotte Street Bozeman MT 59718
851 E Westpoint Drive Wasilla AK 99654
200 E Southampton Dr Columbia MO 65203
300 Central Ave Great Falls MT 59401
811 E 30th Ave Hutchinson KS 67502
9995 Gate Parkway N Jacksonville FL 32246
1259 S Beretania St Honolulu HI 96817
9505 Hillwood Drive Las Vegas NV 89134
1601 Response Road Sacramento CA 95815
800 Delaware Ave Wilmington DE 19801
702 N Shore Dr Jeffersonville IN 47130
3257 E Guasti Rd Ontario CA 91761
114 Center Ave Oakley KS 67748
4201Westown Parkway W Des Moines IA 50266
1245 Highway 36 Oberlin KS 67749
9000 Keystone Crossing Indianapolis IN 46268
203 NW 15th St Abilene KS 67410
181 South 333Rd Street Federal Way WA 98003
577 Dudley Rd Edgewood KY 41017
301 North Main St Greenville SC 29601
901 W Main St Blue Springs MO 64015
901 Warrenville Rd Lisle IL 60532
2790 Mosside Blvd. Monroeville PA 15146
5135 Utica Ridge Rd Davenport IA 52807
222 E Blackstock Rd, Unit E Spartanburg SC 29305
3307 Lincoln Way Sterling IL 61081
5959 Gateway West El Paso TX 79925
317 West Young Warrensburg MO 64093
1500 10th Ave South, Suite 200 Great Falls MT 59405
4164 Meridian St Bellingham WA 98226
4002 Tacoma Mall Blvd Tacoma WA 98409
480 West Park Drive Grand Junction CO 81505
5000 E. Mediterranean Drive Sierra Vista AZ 85635
1120 College Drive Bismarck ND 58501
4325 E. 3Rd Street Bloomington IN 47401
334 NE Irving Ave Bend OR 97701
306 N Commercial St Bellingham WA 98225
16365 Park Ten Pl Houston TX 77084
Treeview Corporate Center Wyomissing PA 19610
2765 Commerce Dr NW Rochester MN 55901
6300 Lamar Ave Shawnee Mission KS 66202
1737 Sheridan Ave Cody WY 82414
9230 Bayshore Dr NW Silverdale WA 98383
606 Diers Ave. Grand Island NE 68803
2016 Highland Ave Greensburg PA 15601
3461 Market St Camp Hill PA 17011
3901 Arlington Highlands Arlington TX 76018
6060 Poplar Ave Memphis TN 38119
200 Great Oaks Albany NY 12203-5962
15260 Ventura Blvd Sherman Oaks CA 91403
5027 E Trindle Road Mechanicsburg PA 17050
11 East Superior Street Duluth MN 55802
2907 Butterfield Road Oakbrook IL 60523-3133
200 W Madison St Chicago IL 60606
350 Indiana Street Golden CO 80401
501 Holiday Drive Pittsburgh PA 15220-2749
6000 Fairview Rd Charlotte NC 28210
100 Painters Mill Road Owings Mills MD 21117
1010 Stony Hill Rd Yardley PA 19067
9730 South Western Ave Evergreen Park IL 60805-2814
1038 W 8th Street Junction City KS 66441
6700 Fallbrook Ave West Hills CA 91307
213 W 6th Concordia KS 66901
40 South River Road Bedford NH 03110
2100 Riveredge Pkwy Atlanta GA 30328
103 E High St Waynesburg PA 15370
137 S Main West Point NE 68788
719 5th Street Clay Center KS 67432
200 East Southampton Dr Columbia MO 65203
111 North Post St Spokane WA 99201
601 Central Ave. Nebraska City NE 68410
10320 Feld Farm Pineville NC 28134
1015 Main St Suite 4 Bridgeport NE 69336
1 S. 443 Summit Oak Brook Terrace IL 60181
700 NE Multnomah St Portland OR 97232
106 E. Corpus Christi Beeville TX 78102
1734B Overland Avenue Burley ID 83318
565 Metro Place North Dublin OH 43017
260 Newport Center Drive Newport Beach CA 92660
345 Woodcliff Dr Fairport NY 14450
14511 Falling Creek Houston TX 77014-1281

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Other: VARIABLE FEES