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Waddell & Reed

Waddell & Reed
Waddell & Reed is a Broker-Dealer with over 2,753 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (2,753)

Name Start Date
Phil Jasso Jun 2007
Cynthia Camille Marks May 2015
John Robert Clawson Apr 2009
Burk Wayne Rowley Aug 2000
Regina Marie Campbell Jul 2012
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

$17.1B
Total Assets
136K
Accounts
$125.8K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

  •   Waddell & Reed Financial Services, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Henry John Herrmann Director 05/01/1993
Mark Patrick Buyle Senior Vice President, Associate General Counsel 03/01/2000
Steven Eugene Anderson Senior Executive Vice President, National Sales Manager 03/01/2005
Terry Lee Lister Chief Regulatory Officer, Chief Compliance Officer, Senior Vice President 07/01/2005
Karen Forslund Lare Senior Vice President 05/01/2010

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Ivy Funds Distributor, Inc. Broker-Dealer
Ivy Investment Management Company IAR $72,381,905,250
Waddell & Reed Investment Management Company

Principal Office & Place of Business

Principal Office

Address:
6300 Lamar Avenue
Overland Park , KS 66202-4200
Phone Number: 913-236-2000
Other Offices Address City State Zip
719 5th Street Clay Center KS 67432
P.O. Box 29217, Attn: Terry Lister Shawnee Mission KS 66201-9217
P.O. Box 29217 Shawnee Mission KS 66201-9217
1881 Kansas Avenue SE Huron SD 57350
1030 Rostraver Rd Belle Vernon PA 15012
425 Packerland Drive Green Bay WI 54303
502 W 6th Emporia KS 66801
5310 Kietzke Lane Reno NV 89511
35 South Louisiana St Kennewick WA 99336
503 Olde Waterford Way Leland NC 28451
4610 Amber Valley Parkway Fargo ND 58104
3610 Central Ave Riverside CA 92506
4655 Nichols Road Eagan MN 55122
1001 S 70th Lincoln NE 68510
One Cityplace Drive Creve Coeur MO 63141
6900 Wedgwood Dr Maple Grove MN 55311
1100 E Warrenville Rd Naperville IL 60563
2200 Georgetown Dr Sewickley PA 15143
2602 Us Hwy 2 East Kalispell MT 59901
2140 Jefferson MAPA CA 94559
207 N. Egan Avenue Madison SD 57042
400 Robert St N St Paul MN 55101
601 Central Ave Nebraska City NE 68410
105 N. Third St Greenville IL 62246
1050 E State Hwy 114 Southlake TX 76092
9505 Hillwood Drive Las Vegas NV 89134
1390 Willow Pass Road Concord CA 94520
625 Kenmoor Avenue SE Grand Rapids MI 49546
343 W Drake Rd Ft Collins CO 80526
5032 S Bur Oak Place Sioux Falls SD 57108
1290 North College Road East Twin Falls ID 83301
1250 Ironwood Dr Coeur d'Alene ID 83814
1200 Chesterly Drive Yakima WA 98902
55 N 300 West Washington UT 84780
1861 N Rock Rd Wichita KS 67206
1861 N Rock Road Wichita KS 67206
4801 Southwick Dr Matteson IL 60443
125 Lincoln Ave Santa Fe NM 87501
1023 39th Ave Greeley CO 80634
3625 Del Amo Blvd Torrance CA 90503
1901 S. Washburn Street Oshkosh WI 54904
1 E. Oakhill Center Westmont IL 60559
2601 W 6th Lawrence KS 66049
700 Railroad St Holdrege NE 68949
One Torrington Office Plaza Torrington CT 06790
301 N. Main St Newton KS 67114
100 Lafollette Station S Floyd Knobs IN 47119
3160 Fannin St Beaumont TX 77701
210 SW Wilson Ave Bend OR 97702
1601 Response Road Sacramento CA 95815
375 Williamstowne Delafield WI 53018
635 Camino De Los Mares San Clemente CA 92673
3038 Breckenridge Lane Louisville KY 40220
200 W City Center Dr Pueblo CO 81003
243 Main St Manchester CT 06042
111 South Main Eureka IL 61530
1004 Main Street Canon City CO 81212
404 Bna Drive Nashville TN 37217
1575 Dewar Drive Rock Springs WY 82901
824 Oregon St Hiawatha KS 66434
1 Rockefeller Plz New York NY 10111
742 Pre Emption Rd Geneva NY 14456
303 Credit Union Dr Isanti MN 55040
3490 Piedmont Rd NE Atlanta GA 30305
105 N Stewart Ct Liberty MO 64068
455 Cayuga Rd Buffalo NY 14225
1717 St James Pl Houston TX 77056
226 E. Jackson Street Thomasville GA 31792
421 W Riverside Spokane WA 99201
6841 N Rochester Rd Rochester Hills MI 48306
12230 Forest Hill Blvd Wellington FL 33414
320 SW 3rd St Corvallis OR 97333
19620 Stevens Creek Blvd Cupertino CA 95014
920 Main St Kansas City MO 64105
1300 Division Road West Warwick RI 02893
1102 Mustang Road Friendswood TX 77546
2075 Charlotte Street Bozeman MT 59718
1500 10th Ave South, Suite 200 Great Falls MT 59405
700 Memorial Drive Idaho Falls ID 83402
606 Diers Ave. Grand Island NE 68803
100 Painters Mill Road Owings Mills MD 21117
1120 College Drive Bismarck ND 58501
7071 Stone Dr Daphne AL 36526
300 Tradecenter Woburn MA 01801
480 West Park Drive Grand Junction CO 81505
9201 North 25th Avenue Phoenix AZ 85021
1920 Tienda Drive Lodi CA 95242
8817 E. Mission Avenue Spokane Valley WA 99212
4000 W 114th St Leawood KS 66211
1465 Highway 2 NW Havre MT 59501
3307 Lincoln Way Sterling IL 61081
3030 Old Ranch Way Seal Beach CA 90740
8700 Indian Creek Parkway Overland Park KS 66210
6300 Lamar Ave Shawnee Mission KS 66202
501 Holiday Drive Pittsburgh PA 15220-2749
130 W. Superior St. Duluth MN 55802
4200 Little Blue Parkway Independence MO 64057
14511 Falling Creek Houston TX 77014-1281
9730 South Western Ave Evergreen Park IL 60805-2814
14221 Metcalf Ave Overland Park KS 66223
2016 Highland Ave Greensburg PA 15601
260 Newport Center Drive Newport Beach CA 92660
200 Great Oaks Albany NY 12203-5962
306 N Commercial St Bellingham WA 98225
281 Winter Street Waltham MA 02451
4 Landmark Square Stamford CT 06901
2907 Butterfield Road Oakbrook IL 60523-3133
103 Fire Monument Rd Hinckley MN 55037
11 East Superior Street Duluth MN 55802
12424 Wilshire Blvd Los Angeles CA 90025
528 E Spokane Falls Blvd Spokane WA 99202
1038 W 8th Street Junction City KS 66441
118 E Hospital St Nacogdoches TX 75961
1212 B East 27th Street Hays KS 67601
18 Congress St Portsmouth NH 03801
9230 Bayshore Dr NW Silverdale WA 98383
5000 E. Mediterranean Drive Sierra Vista AZ 85635
Treeview Corporate Center Wyomissing PA 19610
14505 Torrey Chase Blvd Houston TX 77014
One Bala Avenue Bala Cynwyd PA 19004
75280 Highway 111 Indian Wells CA 92210
11517 Old Glenn Hwy. Eagle River AK 99577
611 Russell Parkway Warner Robins GA 31088
2290 Lucien Way Maitland FL 32751
4095 Embassy Dr SE Grand Rapids MI 49546
W240N1221 Pewaukee Rd Waukesha WI 53188
10320 Feld Farm Pineville NC 28134
777 Commercial St SE Salem OR 97301
306 W. Railroad Street Missoula MT 59802
708 N Main Russell KS 67665
4325 E. 3Rd Street Bloomington IN 47401
5027 E Trindle Road Mechanicsburg PA 17050
115 W. Broad St Chesaning MI 48616
1490 S Price Rd Chandler AZ 85248
4582 South Ulster St Pkwy Denver CO 80237
341 Cool Springs Blvd Franklin TN 37067
200 East Southampton Dr Columbia MO 65203
700 NE Multnomah St Portland OR 97232
213 W 6th Concordia KS 66901

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Other: VARIABLE FEES