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Waddell & Reed

Waddell & Reed
Waddell & Reed is a Broker-Dealer with over 2,719 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (2,719)

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Name Start Date
Phil Jasso Jun 2007
Michael Andrew Erickson May 1998
Thomas Patrick Hickey May 2009
Susan Marie Stelman Mar 2000
Travis John Gravlin Oct 2012
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$14.3B
Total Assets
115K
Accounts
$124.0K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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  •   Waddell & Reed Financial Services, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Henry John Herrmann Director 05/01/1993
Bradley Daniel Hofmeister Executive Vice President 03/01/2005
Mark Patrick Buyle Senior Vice President, Associate General Counsel 03/01/2000
Steven Eugene Anderson Senior Executive Vice President, National Sales Manager 03/01/2005
Terry Lee Lister Chief Regulatory Officer, Chief Compliance Officer, Senior Vice President 07/01/2005

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Ivy Investment Management Company IAR $77,529,438,631
Ivy Funds Distributor, Inc. Broker-Dealer
Waddell & Reed Investment Management Company

Principal Office & Place of Business

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Principal Office

Address:
6300 Lamar Avenue
Overland Park , KS 66202-4200
Phone Number: 913-236-2000
Other Offices Address City State Zip
1425 W Main Woodward OK 73801
3291 Seagull Drive Palmer AK 99645
311 Santa Fe Ave La Junta CO 81050
115 W. Broad St Chesaning MI 48616
6300 Lamar Ave Shawnee Mission KS 66202
111 N Kidd Street Ionia MI 48846
315 E South St Rice Lake WI 54868
1490 NW Valley View Dr Roseburg OR 97471
1038 W 8th Street Junction City KS 66441
1102 Mustang Road Friendswood TX 77546
2618 17th Ave E North St Paul MN 55109
P.O. Box 29217, Attn: Terry Lister Shawnee Mission KS 66201-9217
1909 N 6th St Ponca City OK 74601
P.O. Box 29217 Shawnee Mission KS 66201-9217
118 Public Square Gallatin TN 37066
19 N John St Alma NE 68920
833 Main Street Edgerton MN 56128
1248 Main St Dublin NH 03444
1400 N Mount Juliet Rd Mount Juliet TN 37122
4801 Southwick Dr Matteson IL 60443
110 E. Broadway Mt. Pleasant MI 48858
3500 Financial Plaza Tallahassee FL 32312
300 Great Oaks Blvd Albany NY 12203
819 N Miller St Wenatchee WA 98801
635 Camino De Los Mares San Clemente CA 92673
16219 SE 12th St Vancouver WA 98683
830 N Main Street Meridian ID 83642
343 W Drake Rd Ft Collins CO 80526
851 E Westpoint Drive Wasilla AK 99654
1259 S Beretania St Honolulu HI 96817
203 W Michigan Ave Saline MI 48176
601 Central Ave Nebraska City NE 68410
2707 S White Mountain Rd Show Low AZ 85901
8925 W Maple Wichita KS 67209
55 N 300 West Washington UT 84780
3000 NE Brooktree Lane Gladstone MO 64119
1075 S Utah Ave Idaho Falls ID 83402
125 Lincoln Ave Santa Fe NM 87501
1845 McCulloch Blvd N Lake Havasu City AZ 86403
1023 39th Ave Greeley CO 80634
1 E. Oakhill Center Westmont IL 60559
201 W Spring Ave Conway Springs KS 67031
100 Lafollette Station S Floyd Knobs IN 47119
4949 Meadows Rd Lake Oswego OR 97035
702 N Shore Dr Jeffersonville IN 47130
3038 Breckenridge Lane Louisville KY 40220
200 E Southampton Dr Columbia MO 65203
200 W City Center Dr Pueblo CO 81003
104 Daniel Morgan Ave Spartanburg SC 29306
2601 W 6th Lawrence KS 66049
3160 Fannin St Beaumont TX 77701
301 N Lake Ave Pasadena CA 91101
16365 Park Ten Pl Houston TX 77084
711 W Bay Area Blvd Webster TX 77598
2701 N Rocky Point Dr Tampa FL 33607
360 E Tenth Ave Eugene OR 97401
14505 Torrey Chase Blvd Houston TX 77014
3461 Market St Camp Hill PA 17011
3901 Arlington Highlands Arlington TX 76018
18 Congress St Portsmouth NH 03801
202 East 23Rd St Fort Scott KS 66701
700 Memorial Drive Idaho Falls ID 83402
9230 Bayshore Dr NW Silverdale WA 98383
5755 Oberlin Dr San Diego CA 92121
7071 Stone Dr Daphne AL 36526
2 Commerce Drive Manchester NH 03110
4095 Embassy Dr SE Grand Rapids MI 49546
4703 E Broadway Blvd Tucson AZ 85711
8905 W Gage Blvd Kennewick WA 99336
1327 18th St Belleville KS 66935
203 4th Ave East Olympia WA 98501
1920 Tienda Drive Lodi CA 95242
3810 Springhurst Blvd Louisville KY 40241
116 W Main Hill City KS 67642
500 N Main St Fowler KS 67844
1776 W. March Lane Stockton CA 95207
123 Hodencamp Rd Thousand Oaks CA 91360
900 W 48th Pl Kansas City MO 64112
2319 Whitney Ave Hamden CT 06518
One Bala Avenue Bala Cynwyd PA 19004
4200 E Skelly Drive Tulsa OK 74135
917 Pine St, Ste A Hoxie KS 67740
13750 San Pedro Ave San Antonio TX 78232
1335 N Main Avenue Crete NE 68333
1001 S 70th St Lincoln NE 68510
300 Central Ave Great Falls MT 59401
145 S 10th Suite A Geneva NE 68361
700 NE Multnomah St Portland OR 97232
103 E High St Waynesburg PA 15370
536 Lincoln Ave N Big Sandy MT 59520
200 East Southampton Dr Columbia MO 65203
306 W. Railroad Street Missoula MT 59802
399 N Madison Ave Greenwood IN 46142
1881 Kansas Avenue SE Huron SD 57350
2765 Commerce Dr NW Rochester MN 55901
Kerria Plaza 3700 N 10th McAllen TX 78501
2909 Millennium Circle Billings MT 59102
6330 Lamar Ave. Overland Park KS 66202-4200
901 Warrenville Rd Lisle IL 60532
10735 Kenai Spur Hwy Kenai AK 99611
5027 E Trindle Road Mechanicsburg PA 17050
7900 E Union Ave Denver CO 80237
6955 Union Park Center Cottonwood Heights UT 84047
2501 Blue Ridge Rd Raleigh NC 27607
5959 Gateway West El Paso TX 79925
528 E Spokane Falls Blvd Spokane WA 99202
11517 Old Glenn Hwy. Eagle River AK 99577
106 E. Corpus Christi Beeville TX 78102
611 Russell Parkway Warner Robins GA 31088
124 Lincoln Street Sitka AK 99835
936 West Fourth St Winston Salem NC 27101
213 W 6th Concordia KS 66901
601 Central Ave. Nebraska City NE 68410
8700 Indian Creek Parkway Overland Park KS 66210
12424 Wilshire Blvd Los Angeles CA 90025
2290 Lucien Way Maitland FL 32751
1701 County Road Minden NV 89423
14511 Falling Creek Houston TX 77014-1281
9730 South Western Ave Evergreen Park IL 60805-2814
W240N1221 Pewaukee Rd Waukesha WI 53188
9500 Arboretum Blvd Austin TX 78759
4417 N 40th St Phoenix AZ 85018
16150 N Arrowhead Fountains Ctr Dr Peoria AZ 85382
501 Holiday Drive Pittsburgh PA 15220-2749
14 Cortland Ln Sudbury MA 01776
1737 Sheridan Ave Cody WY 82414
200 Great Oaks Albany NY 12203-5962
14221 Metcalf Ave Overland Park KS 66223
108 W Center St Lake City MN 55041
260 Newport Center Drive Newport Beach CA 92660
2907 Butterfield Road Oakbrook IL 60523-3133
1300 Division Road West Warwick RI 02893
300 Tradecenter Woburn MA 01801
15260 Ventura Blvd Sherman Oaks CA 91403
6301 Indian School Rd NE Albuquerque NM 87110

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Other: VARIABLE FEES