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Waddell & Reed

Waddell & Reed
Waddell & Reed is a Broker-Dealer with over 2,693 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (2,693)

Name Start Date
Phil Jasso Jun 2007
Dale Gregory Tripp Nov 2011
Nicholas John Miskov Sep 2011
David Maurice Ballard Jan 1992
William Gerald Robertson Sep 1998
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

$17.1B
Total Assets
136K
Accounts
$125.8K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

  •   Waddell & Reed Financial Services, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Henry John Herrmann Director 05/01/1993
Mark Patrick Buyle Senior Vice President, Associate General Counsel 03/01/2000
Steven Eugene Anderson Senior Executive Vice President, National Sales Manager 03/01/2005
Terry Lee Lister Chief Regulatory Officer, Chief Compliance Officer, Senior Vice President 07/01/2005
Karen Forslund Lare Senior Vice President 05/01/2010

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Ivy Funds Distributor, Inc. Broker-Dealer
Ivy Investment Management Company IAR $77,529,438,631
Waddell & Reed Investment Management Company

Principal Office & Place of Business

Principal Office

Address:
6300 Lamar Avenue
Overland Park , KS 66202-4200
Phone Number: 913-236-2000
Other Offices Address City State Zip
1317 NW Sheridan Rd Lawton OK 73505
2016 Highland Ave Greensburg PA 15601
306 N Commercial St Bellingham WA 98225
103 Fire Monument Rd Hinckley MN 55037
P.O. Box 29217, Attn: Terry Lister Shawnee Mission KS 66201-9217
P.O. Box 29217 Shawnee Mission KS 66201-9217
15 Public Square Lawrenceburg TN 38464
1015 Main St Suite 4 Bridgeport NE 69336
2602 Us Hwy 2 East Kalispell MT 59901
103 E High St Waynesburg PA 15370
455 Cayuga Rd Buffalo NY 14225
700 Railroad St Holdrege NE 68949
1861 N Rock Road Wichita KS 67206
1901 S. Washburn Street Oshkosh WI 54904
1717 St James Pl Houston TX 77056
404 Bna Drive Nashville TN 37217
824 Oregon St Hiawatha KS 66434
12230 Forest Hill Blvd Wellington FL 33414
320 SW 3rd St Corvallis OR 97333
3490 Piedmont Rd NE Atlanta GA 30305
243 Main St Manchester CT 06042
1 Rockefeller Plz New York NY 10111
301 N. Main St Newton KS 67114
8817 E. Mission Avenue Spokane Valley WA 99212
1575 Dewar Drive Rock Springs WY 82901
375 Williamstowne Delafield WI 53018
105 N Stewart Ct Liberty MO 64068
111 South Main Eureka IL 61530
742 Pre Emption Rd Geneva NY 14456
226 E. Jackson Street Thomasville GA 31792
210 SW Wilson Ave Bend OR 97702
19620 Stevens Creek Blvd Cupertino CA 95014
1004 Main Street CaƱon City CO 81212
920 Main St Kansas City MO 64105
One Torrington Office Plaza Torrington CT 06790
303 Credit Union Dr Isanti MN 55040
400 E Mill Plain Blvd Vancouver WA 98660
6301 Glenwood Overland Park KS 66202
47609 876th Rd Atkinson NE 68713
834 Indian Rd Linn KS 66953
604 E. Cedar Ness City KS 67560
3836 S Fremont Ave Springfield MO 65804
1703 Professional Circle Yukon OK 73099
101 S Market St Selinsgrove PA 17870
1259 S Beretania St Honolulu HI 96817
3000 NE Brooktree Lane Gladstone MO 64119
100 Lafollette Station S Floyd Knobs IN 47119
3160 Fannin St Beaumont TX 77701
8925 W Maple Wichita KS 67209
4801 Southwick Dr Matteson IL 60443
201 W Spring Ave Conway Springs KS 67031
3038 Breckenridge Lane Louisville KY 40220
200 W City Center Dr Pueblo CO 81003
440 E Mt Vernon Blvd Mt Vernon MO 65721
830 N Main Street Meridian ID 83642
1845 McCulloch Blvd N Lake Havasu City AZ 86403
1023 39th Ave Greeley CO 80634
851 E Westpoint Drive Wasilla AK 99654
1 E. Oakhill Center Westmont IL 60559
2601 W 6th Lawrence KS 66049
203 NW 15th St Abilene KS 67410
181 South 333Rd Street Federal Way WA 98003
800 Delaware Ave Wilmington DE 19801
4201Westown Parkway W Des Moines IA 50266
577 Dudley Rd Edgewood KY 41017
1290 North College Road East Twin Falls ID 83301
1365 Garden of the Gods Rd Colorado Springs CO 80907
2200 Georgetown Dr Sewickley PA 15143
725 Heartland Trail Madison WI 53717
20 Briarcrest Square Hershey PA 17033
500 N Shoreline Blvd Corpus Christi TX 78401
1200 Chesterly Drive Yakima WA 98902
114 Center Ave Oakley KS 67748
2707 S White Mountain Rd Show Low AZ 85901
9230 Bayshore Dr NW Silverdale WA 98383
4325 E. 3Rd Street Bloomington IN 47401
207 N. Egan Avenue Madison SD 57042
1390 Willow Pass Road Concord CA 94520
360 E Tenth Ave Eugene OR 97401
317 West Young Warrensburg MO 64093
901 Warrenville Rd Lisle IL 60532
601 Central Ave Nebraska City NE 68410
611 Russell Parkway Warner Robins GA 31088
2701 N Rocky Point Dr Tampa FL 33607
3461 Market St Camp Hill PA 17011
5000 E. Mediterranean Drive Sierra Vista AZ 85635
6841 N Rochester Rd Rochester Hills MI 48306
528 E Spokane Falls Blvd Spokane WA 99202
75280 Highway 111 Indian Wells CA 92210
W240N1221 Pewaukee Rd Waukesha WI 53188
4000 W 114th St Leawood KS 66211
16365 Park Ten Pl Houston TX 77084
1465 Highway 2 NW Havre MT 59501
7071 Stone Dr Daphne AL 36526
1212 B East 27th Street Hays KS 67601
301 N Lake Ave Pasadena CA 91101
2075 Charlotte Street Bozeman MT 59718
1920 Tienda Drive Lodi CA 95242
14221 Metcalf Ave Overland Park KS 66223
Treeview Corporate Center Wyomissing PA 19610
343 W Drake Rd Ft Collins CO 80526
3901 Arlington Highlands Arlington TX 76018
104 Daniel Morgan Ave Spartanburg SC 29306
202 East 23Rd St Fort Scott KS 66701
700 Memorial Drive Idaho Falls ID 83402
9800 Shelard Parkway Plymouth MN 55441
200 Great Oaks Albany NY 12203-5962
15260 Ventura Blvd Sherman Oaks CA 91403
606 Diers Ave. Grand Island NE 68803
4200 Little Blue Parkway Independence MO 64057
260 Newport Center Drive Newport Beach CA 92660
2907 Butterfield Road Oakbrook IL 60523-3133
281 Winter Street Waltham MA 02451
12424 Wilshire Blvd Los Angeles CA 90025
1300 Division Road West Warwick RI 02893
1102 Mustang Road Friendswood TX 77546
14511 Falling Creek Houston TX 77014-1281
200 W Madison St Chicago IL 60606
14 Cortland Ln Sudbury MA 01776
8700 Indian Creek Parkway Overland Park KS 66210
200 East Southampton Dr Columbia MO 65203
1 S. 443 Summit Oak Brook Terrace IL 60181
5027 E Trindle Road Mechanicsburg PA 17050
40 South River Road Bedford NH 03110
501 Holiday Drive Pittsburgh PA 15220-2749
4582 South Ulster St Pkwy Denver CO 80237
700 NE Multnomah St Portland OR 97232
213 W 6th Concordia KS 66901
6300 Lamar Ave Shawnee Mission KS 66202
9730 South Western Ave Evergreen Park IL 60805-2814
2100 Riveredge Pkwy Atlanta GA 30328
111 North Post St Spokane WA 99201
306 W. Railroad Street Missoula MT 59802
1734B Overland Avenue Burley ID 83318
341 Cool Springs Blvd Franklin TN 37067
1038 W 8th Street Junction City KS 66441
708 N Main Russell KS 67665
115 W. Broad St Chesaning MI 48616
6700 Fallbrook Ave West Hills CA 91307

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Other: VARIABLE FEES