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Waddell & Reed

Waddell & Reed
Waddell & Reed is a Broker-Dealer with over 2,717 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (2,717)

Name Start Date
Phil Jasso Jun 2007
Beth Ann Hearn May 2006
Joseph John Palmucci May 2010
Susan Diana Yesilada Mar 2001
Brandon Schpero Pepe Aug 2009
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

$14.3B
Total Assets
115K
Accounts
$124.0K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

  •   Waddell & Reed Financial Services, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Henry John Herrmann Director 05/01/1993
Mark Patrick Buyle Senior Vice President, Associate General Counsel 03/01/2000
Steven Eugene Anderson Senior Executive Vice President, National Sales Manager 03/01/2005
Terry Lee Lister Chief Regulatory Officer, Chief Compliance Officer, Senior Vice President 07/01/2005
Karen Forslund Lare Senior Vice President 05/01/2010

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Ivy Investment Management Company IAR $77,529,438,631
Ivy Funds Distributor, Inc. Broker-Dealer
Waddell & Reed Investment Management Company

Principal Office & Place of Business

Principal Office

Address:
6300 Lamar Avenue
Overland Park , KS 66202-4200
Phone Number: 913-236-2000
Other Offices Address City State Zip
502 W 6th Emporia KS 66801
1030 Rostraver Rd Belle Vernon PA 15012
708 N Main Russell KS 67665
1734B Overland Avenue Burley ID 83318
123 E 2nd Ave Spokane WA 99202
P.O. Box 29217, Attn: Terry Lister Shawnee Mission KS 66201-9217
P.O. Box 29217 Shawnee Mission KS 66201-9217
606 Diers Ave. Grand Island NE 68803
821 E Sharon Ave Moses Lake WA 98837
1516 Main Street Great Bend KS 67530
1805 W 6th Ave Emporia KS 66801
5 Victory Ln Liberty MO 64068
4201Westown Parkway W Des Moines IA 50266
725 Heartland Trail Madison WI 53717
800 Delaware Ave Wilmington DE 19801
203 NW 15th St Abilene KS 67410
6841 N Rochester Rd Rochester Hills MI 48306
577 Dudley Rd Edgewood KY 41017
1365 Garden of the Gods Rd Colorado Springs CO 80907
105 N Stewart Ct Liberty MO 64068
9505 Hillwood Drive Las Vegas NV 89134
20 Briarcrest Square Hershey PA 17033
1087 West River St Boise ID 83702
120 S. Franklin Avenue Colby KS 67701
3038 Breckenridge Lane Louisville KY 40220
1861 N Rock Rd Wichita KS 67206
3625 Del Amo Blvd Torrance CA 90503
1601 Response Road Sacramento CA 95815
3000 NE Brooktree Lane Gladstone MO 64119
1023 39th Ave Greeley CO 80634
11225 SE 6th St Bellevue WA 98004
455 Cayuga Rd Buffalo NY 14225
201 W Spring Ave Conway Springs KS 67031
200 W City Center Dr Pueblo CO 81003
1733 S 1100 E Salt Lake City UT 84105
100 Lafollette Station S Floyd Knobs IN 47119
4000 W 114th St Leawood KS 66211
12 Orphanage Rd Ft. Mitchell KY 41017
3030 Old Ranch Way Seal Beach CA 90740
2707 S White Mountain Rd Show Low AZ 85901
1920 Tienda Drive Lodi CA 95242
1980 Willamette Falls Dr West Linn OR 97068
1230 North Ave Spearfish SD 57783
500 E Fry Blvd Sierra Vista AZ 85635
6051 N Fresno Street Fresno CA 93711
1400 N Mount Juliet Rd Mount Juliet TN 37122
192 Express Way Ln Branson MO 65616
480 West Park Drive Grand Junction CO 81505
9995 Gate Parkway N Jacksonville FL 32246
1120 College Drive Bismarck ND 58501
300 Great Oaks Blvd Albany NY 12203
7071 Stone Dr Daphne AL 36526
14841 N Dallas Pkwy Dallas TX 75254
2140 Jefferson MAPA CA 94559
1245 Highway 36 Oberlin KS 67749
105 N. Third St Greenville IL 62246
5032 S Bur Oak Place Sioux Falls SD 57108
1290 North College Road East Twin Falls ID 83301
1100 E Warrenville Rd Naperville IL 60563
1200 Chesterly Drive Yakima WA 98902
500 N Shoreline Blvd Corpus Christi TX 78401
207 N. Egan Avenue Madison SD 57042
1390 Willow Pass Road Concord CA 94520
181 South 333Rd Street Federal Way WA 98003
1652 W Texas St Fairfield CA 94533
301 North Main St Greenville SC 29601
2200 Georgetown Dr Sewickley PA 15143
3257 E Guasti Rd Ontario CA 91761
114 Center Ave Oakley KS 67748
1250 Ironwood Dr Coeur d'Alene ID 83814
9201 North 25th Avenue Phoenix AZ 85021
9000 Keystone Crossing Indianapolis IN 46268
625 Kenmoor Avenue SE Grand Rapids MI 49546
311 E Wisconsin St Portage WI 53901
106 E. Corpus Christi Beeville TX 78102
2950 E Harmony Rd Ft Collins CO 80528
19217 36th Avenue W. Lynnwood WA 98036
333 West Boulevard Rapid City SD 57701
985 Wentzville Pkwy Wentzville MO 63385
1050 E State Hwy 114 Southlake TX 76092
380 West Western Ave Muskegon MI 49440
1805 Monument Ave Richmond VA 23220
One Constitution Plaza Hartford CT 06103
1038 W 8th Street Junction City KS 66441
115 W. Broad St Chesaning MI 48616
10320 Feld Farm Pineville NC 28134
30 Main St Ashland MA 01721
111 N Kidd Street Ionia MI 48846
800 E Dimond Anchorage AK 99515
1010 Stony Hill Rd Yardley PA 19067
311 Santa Fe Ave La Junta CO 81050
425 Packerland Drive Green Bay WI 54303
2333 Alexandria Dr Lexington KY 40503
200 East Southampton Dr Columbia MO 65203
W227N16867 Tillie Lake Ct Jackson WI 53037
5000 E. Mediterranean Drive Sierra Vista AZ 85635
1490 S Price Rd Chandler AZ 85248
410 Cranberry St Erie PA 16507
222 E Blackstock Rd, Unit E Spartanburg SC 29305
75280 Highway 111 Indian Wells CA 92210
3307 Lincoln Way Sterling IL 61081
4582 South Ulster St Pkwy Denver CO 80237
700 NE Multnomah St Portland OR 97232
2790 Mosside Blvd. Monroeville PA 15146
118 E Hospital St Nacogdoches TX 75961
901 W Main St Blue Springs MO 64015
1500 10th Ave South, Suite 200 Great Falls MT 59405
306 W. Railroad Street Missoula MT 59802
2012B First Ave Dodge City KS 67801
317 West Young Warrensburg MO 64093
5335 Meadows Rd Lake Oswego OR 97035
214 Senate Ave Camp Hill PA 17011
200 Great Oaks Albany NY 12203-5962
777 Commercial St SE Salem OR 97301
601 Central Ave. Nebraska City NE 68410
4200 Little Blue Parkway Independence MO 64057
1999 S. Bascom Avenue Campbell CA 95008
260 Newport Center Drive Newport Beach CA 92660
2907 Butterfield Road Oakbrook IL 60523-3133
130 W. Superior St. Duluth MN 55802
315 E South St Rice Lake WI 54868
901 Warrenville Rd Lisle IL 60532
9800 Shelard Parkway Plymouth MN 55441
2555 Kingston Road York PA 17402
501 Holiday Drive Pittsburgh PA 15220-2749
124 Lincoln Street Sitka AK 99835
281 Winter Street Waltham MA 02451
14511 Falling Creek Houston TX 77014-1281
9730 South Western Ave Evergreen Park IL 60805-2814
5027 E Trindle Road Mechanicsburg PA 17050
15260 Ventura Blvd Sherman Oaks CA 91403
14221 Metcalf Ave Overland Park KS 66223
1300 Division Road West Warwick RI 02893
1102 Mustang Road Friendswood TX 77546
200 W Madison St Chicago IL 60606

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Other: VARIABLE FEES