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Waddell & Reed

Waddell & Reed
Waddell & Reed is a Broker-Dealer with over 2,847 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (2,847)

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Name Start Date
Phil Jasso Jun 2007
Jason Philip Huber Sep 2010
David James Ansbro Mar 2002
Chad Edward Phipps Mar 2008
Robert William Irby Sep 2004
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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Total Assets
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.


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  •   Waddell & Reed Financial Services, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Henry John Herrmann Director 05/01/1993
Thomas William Butch President, Chairman of The Board, Director 03/01/2005
Bradley Daniel Hofmeister Executive Vice President 03/01/2005
Daniel Paul Connealy Senior Vice President, Director 05/01/2007
Mark Patrick Buyle Senior Vice President, Associate General Counsel 03/01/2000

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Ivy Investment Management Company IAR $77,529,438,631
Ivy Funds Distributor, Inc. Broker-Dealer
Waddell & Reed Investment Management Company

Principal Office & Place of Business

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Principal Office

6300 Lamar Avenue
Overland Park , KS 66202-4200
Phone Number: 913-236-2000
Other Offices Address City State Zip
P.O. Box 29217, Attn: Terry Lister Shawnee Mission KS 66201-9217
P.O. Box 29217 Shawnee Mission KS 66201-9217
501 Holiday Drive Pittsburgh PA 15220-2749
14511 Falling Creek Houston TX 77014-1281
9730 South Western Ave Evergreen Park IL 60805-2814
200 Great Oaks Albany NY 12203-5962
2907 Butterfield Road Oakbrook IL 60523-3133

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees