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Ifmg Securities, Inc.

Ifmg Securities, Inc. is a broker-dealer with 1 financial professionals registered nationwide. The firm's primary clients are Individuals and High Net Worth Individuals.

Advisors (1)

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Name Start Date
Charles William Maher Nov 2007
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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Not Available
Total Assets
Not Available
Accounts
Not Available
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Lpl Holdings, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Kathleen Denise Vannoy-Pineda Chief Compliance Officer 08/01/2008
Dan Hogan Arnold Director, Vice President, Secretary 11/01/2007
Charles William Maher Director 11/01/2007

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Associated Advisors Alliance IAR $0
Icon Distributors, Inc.
Ifmg Securities, Inc. Dual Registrant $0

Principal Office & Place of Business

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Principal Office

Address:
100 Manhattanville Road
Purchase , NY 10577
Phone Number: 800-873-4374
Other Offices Address City State Zip
730 Jamaica Boulevard Toms River NJ 08757
1015 Route 112 Port Jefferson NY 11776
3853 45th Street Highland IN 46322
1800 Arden Way Sacremento CA 95825
1840 Massachusetts Avenue Lexington MA 02420
2615 King Avenue West Billings MT 59108
1200 San Bernardo Avenue Laredo TX 78042
73 Old Dublin Pike Doylestown PA 18901
3773 Cherry Creek North Drive Denver CO 80209

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions