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PNC Investments

PNC Investments
PNC Investments is a broker-dealer with over 2,194 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Corporations or Other Businesses.

Advisors (2,194)

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Name Start Date
A Tyler Entwisle Aug 2006
Aaron Bruce Reed Nov 2009
Aaron D Mazer Oct 2010
Aaron John Hurley May 2011
Aaron M. Rochholz Jun 2011
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$4.4B
Total Assets
37K
Accounts
$119.4K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Pnc Bank, National Association (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Michael Scott Mortensen President, CEO, Srop, Mp, Board of Managers 09/01/2003
Norma Jean Hajduk Executive V.P., Board of Managers 11/01/2009
Neil Hall Board of Managers 06/01/2004
John C. Rogers Board of Managers 06/01/2004
Charlene Faith Wilson Chief Financial Officer and Finop 11/01/2009

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
620 Liberty Avenue
Pittsburgh , PA 15222
Phone Number: 800-762-6111
Other Offices Address City State Zip
600 Grant Street Pittsburgh PA 15219
1600 Market Street Philadelphia PA 19103
201 E. Fifth Street Cincinnati OH 45202
1900 E. 9th Street Cleveland OH 44144

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets