Home  >  BrightScope Advisor Pages  >  Prudential Financial Planning Services

help text

Prudential Financial Planning Services

Prudential Financial Planning Services
Prudential Financial Planning Services is a broker-dealer with over 4,144 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Firm Information

help text

Advisors (4,144)

help text
Name Start Date
Aaron B Smith Feb 2009
Aaron David Schmerling Jan 2011
Aaron J Hays Jan 2009
Aaron M Oestreich Feb 2007
Aaron M Sadler Oct 2011
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

help text
$2.9B
Total Assets
31K
Accounts
$94.8K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

help text
ownership pie chart
  •   Prudential Insurance Company of America (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

help text
Name Title Tenure Date
James John Avery Manager 01/01/2004
John Warren Greene Chairman of The Board 01/01/2004
Mark Anthony Hug Vice President & Manager 06/01/2005
Matthew John Voelker Manager 08/01/2007
Stephen Pelletier Manager 10/01/2008

Affiliated Investment Advisors and Broker Dealers

help text

No firm affiliates listed.

Principal Office & Place of Business

help text

Principal Office

Address:
751 Broad Street
Newark , NJ 07102-3777
Phone Number: 973-802-2204
Other Offices Address City State Zip
3333 Michelson Drive Irvine CA 92612
1001 Ardmore Boulevard Pittsburgh PA 15221
600 S. Hwy 169 St. Louis Park MN 55426
11 Sunflower Avenue Paramus NJ 07652
3343 Peachtree Road NE Atlanta GA 30326-1093

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees