Charles Schwab & Co., Inc.
Charles Schwab & Co., Inc. is a broker-dealer with over 6,298 financial professionals The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.
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Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not
updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please
contact the firm directly to determine the employment status of the advisors listed above.
Firm Assets Under Management
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.
Schwab Holdings, Inc.
(75% or more)
Executives with less than 5% share each
*The pie chart is not drawn to scale and is simply included to make the data visually understandable.
The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.
Executives and Control Persons
Affiliated Investment Advisors and Broker Dealers
No firm affiliates listed.
Principal Office & Place of Business
211 Main Street
|Other Offices Address
|800 El Camino Real
|100 Post Street
|11100 NE 8th Street
|100 Pringle Avenue
|508 Union Street
|9401 E. Panorama Circle
Firm Compensation Arrangements
Types of Compensation Arrangements
Other: ASSET BASED FEES FOR WRAP PROGRAMS SPONSORED BY APPLICANT.