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Calton & Associates, Inc.

Calton & Associates, Inc.
Calton & Associates, Inc. is a Broker-Dealer with 287 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Banking or Thrift Institutions.

Advisors (287)

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Name Start Date
David Scott Cole Mar 2014
Nicholas Kenneth Novello Mar 2014
Christopher Joseph Spieldenner Mar 2010
Kenneth Richard Harter Jul 1993
Robert Donald Anderson Sep 2003
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*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$342.4M
Total Assets
2K
Accounts
$178.0K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
George Gerald Jr Harrington Vice President - Treasurer - Director 11/01/1987
Joseph Richard Haydel Vice President - Director 03/01/1988
Derek Jay Calton Vice President - Director-Secretary 12/01/1997
Robert Blair Greblunas Chief Compliance Officer / Vice President 04/01/2003
Crystal Denise Brown Shareholder 09/01/1987

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
14497 N. Dale Mabry Hwy
Tampa , FL 33618
Phone Number: 813-264-0440
Other Offices Address City State Zip
14497 N. Dale Mabry Hwy Tampa FL 33618

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions