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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Jan. 18, 2016
    • $415.7M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $146.7K
      Estimated Average Account Balance

Services

Firm Services

  • Financial Planning

  • Pension Consulting

Firm Client types

Advisors

Current Advisors

# of advisors

298

name start date
Christopher Harris Schmidt
November 2005
Christopher John Simmers
October 2014
Zachary Lee Carey
January 2006
Austin Gentry Marrs
January 2015
Daryl Ray Calton
February 1991

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Randall Lee Ciccati Shareholder / Jtwros With Jill Ciccatti September, 2012 10% to 25%
    Rameshwar Singh Shareholder May, 2014 5% to 10%
    George Gerald Jr Harrington Shareholder / Jtwros With Sandra Harrington November, 1987 5% to 10%
    Loretta Dawn Calton Shareholder / Jtwros With Derek J Calton December, 1987 5% to 10%
    Derek Jay Calton Shareholder / Jtwros With Loretta D Calton December, 1987 5% to 10%
    Austin L Ciccati Shareholder May, 2014 less than 5%
    Carly M Ciccati Shareholder May, 2014 less than 5%
    John Stephen Simmers Trustee Of The Simmers Family Trust May, 2012 less than 5%
    Randall Lee Ciccati Ceo / Director June, 2014 less than 5%
    John Stephen Simmers Director December, 2014 less than 5%
    Rameshwar Singh Director December, 2014 less than 5%
    Joseph Richard Haydel Vice President - Director March, 1988 less than 5%
    Julie Nicole Simmers Shareholder May, 2014 less than 5%
    Chelsea Amanda Sherwood Shareholder May, 2014 less than 5%
    Christopher John Simmers Shareholder May, 2014 less than 5%
    Robert Blair Greblunas Chief Compliance Officer / Vice President April, 2003 less than 5%
    Scott Henry Sherwood Director September, 2012 less than 5%
    Derek Jay Calton Vice President - Director-Secretary December, 1997 less than 5%
    Andrew Colin Sherwood Shareholder May, 2014 less than 5%
    Brittany Ann Sherwood Shareholder May, 2014 less than 5%
    George Gerald Jr Harrington Vice President - Treasurer - Director November, 1987 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees
      • Commissions