Calton & Associates, Inc.
Calton & Associates, Inc. is a Broker-Dealer with 299 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Banking or Thrift Institutions.
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No ETF holdings data available.
Firm Assets Under Management
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.
*The pie chart is not drawn to scale and is simply included to make the data visually understandable.
The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.
Executives and Control Persons
Affiliated Investment Advisors and Broker Dealers
No firm affiliates listed.
Principal Office & Place of Business
2701 N. Rocky Point Drive
|Other Offices Address
|620 Newport Center Drive
|701 Palomar Airport
|9390 Research Blvd
|124 West Capital Avenue
|500 Glenpoine Centre West
|2701 N Rocky Point Drivesuite 1000
Firm Compensation Arrangements
Types of Compensation Arrangements
Percentage of Assets