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Cetera Advisor Networks LLC

Cetera Advisor Networks LLC
Cetera Advisor Networks LLC is a broker-dealer with over 2100 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Banking or Thrift Institutions.

Firm Information

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Advisors (2100)

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Name Start Date
Aaron Niedorf Jun 2006
Adam David Cohen Oct 2006
Adam David Ghinazzi Mar 2008
Adam Gregory Provance Feb 2011
Adam Jason Tarantino Oct 2011
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$10.3B
Total Assets
40K
Accounts
$259.6K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Cetera Financial Group, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Stanley Robert Smiley Vice President 11/01/2007
Valerie Gay Brown Director and Chairman 02/01/2010
Barnaby James Grist Director and Vice President 10/01/2010
Cynthia A Hamel Vice President 10/01/2010
Mark Paul Shelson Chief Financial Officer and Treasurer 02/01/2010

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
200 N. Sepulveda Blvd.
El Segundo , CA 90245-5672
Phone Number: 310-326-3100
Other Offices Address City State Zip
1720 Washington Road Washington PA 15301-0837
3478 Buskirk Avenue #300 Pleasant Hill CA 94523
1221 Nicollet Mall #400 Minneapolis MN 55403
350 Congress Parkway, Suite C Crystal Lake IL 60014
125 E. Elm Street Conshohocken PA 19428

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions