|Eqis Capital Management is a RIA based in San Rafael, CA with $513M in AUM and with 7 advisors nationwide.|
|Kenneth Allan Sutherland||May 2013|
|William Robert Nelson||May 2004|
|Marc David Orourke||Oct 2012|
|Donald Raymond Delaria||Sep 2012|
|Mark Adam Scanlan||Jun 2013|
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.
- Eqis Holding, Inc. (75% or more)
- Executives with less than 5% share each
*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.
|William Robert Nelson||Principal||06/01/2008|
|Duane Menting||Chief Financial Officer / Chief Legal Council||03/01/2008|
|Jennifer Christine Winters||Chief Compliance Officer / Amlco||02/01/2007|
No firm affiliates listed.
1000 4th St., Ste 650
San Rafael , CA 94901
Types of Compensation Arrangements
- Percentage of Assets