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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Jan. 7, 2016
    • $1.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 13K
      Accounts
    • $102.2K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

27

name start date
William Robert Nelson
May 2004
Mathew Todd Kennedy
August 2015
Kevin Randall Eugene Berry
November 2014
Roxanna Marie Guinan
June 2014
Benjamin Aneurin Huggin
November 2015

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Scott Christopher Winters Ceo February, 2014 25% to 50%
    William Robert Nelson Principal / Chief Investment Officer June, 2008 less than 5%
    Jason Eric Luhan Chief Compliance Officer / Amlco May, 2620 less than 5%
    Jennifer Christine Winters Evp February, 2007 less than 5%
    Anthony Marcus Orestano Chief Operating Officer July, 2015 less than 5%
    Mark Thompson Chief Financial Officer June, 2015 less than 5%
    Gary Nemer General Counsel October, 2015 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets