Home  >  BrightScope Advisor Pages  >  Newport Coast Securities, Inc.

help text

Newport Coast Securities, Inc.

Newport Coast Securities, Inc.
Newport Coast Securities, Inc. is a broker-dealer with 141 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (141)

help text
Name Start Date
Aaron Leonard Heimowitz Apr 2008
Alfred Wayne Slayton Jan 1993
Andre Vincent Labarbera Jul 2008
Andrew Joseph Cucchiaro Jan 2011
Anthony Charles Smith Oct 2010
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

help text
$21.0M
Total Assets
403
Accounts
$52.1K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

help text
ownership pie chart
  •   Rubicon Financial Incorporated (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

help text
Name Title Tenure Date
Stanley John Mroz Finop 08/01/2009
Kathleen Margaret Mcpherson Ceo/President 11/01/2009
Kristopher Charles Kessler COO 09/01/2010
Stephen Paul Washburn Chief Compliance Officer 01/01/2011

Affiliated Investment Advisors and Broker Dealers

help text

No firm affiliates listed.

Principal Office & Place of Business

help text

Principal Office

Address:
18872 MacArthur Blvd
Irvine , CA 92612
Phone Number: 949-851-5830
Other Offices Address City State Zip
3007 Washington Blvd. Marina del Rey CA 90292
14119 Pointe Anne Drive Odessa FL 33556
1314 S. King Street Honolulu HI 96814
4370 La Jolla Village Drive San Diego CA 92122
9570 Cuyamaca Street Santee CA 92071
5944 South Kipling Littleton CO 80127

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: OTHER FEES