Home  >  BrightScope Advisor Pages  >  Financial West Group

help text

Financial West Group

Financial West Group
Financial West Group is a broker-dealer with 294 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (294)

help text
Name Start Date
Agustin Jay Molina May 2010
Alan Jeffrey Zuckerman Mar 2010
Albert S Humphrey Jun 2008
Alex Marc Bernstein Jun 2008
Alex Moscowicz Jun 2012
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

help text
$464.1M
Total Assets
4K
Accounts
$131.8K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

help text
ownership pie chart
  •   Paradox Holding, Inc. A Nevada Corporation (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

help text
Name Title Tenure Date
Gene Charles Valentine Chairman/Ceo 05/01/1985
Todd Evan Melillo President 07/01/2005
Alexandra Lafata CFO 02/01/2005
Dorothy Lynn Gibbens Co-Chief Compliance Officer 07/01/2011
Howard Davis Co-Chief Compliance Officer 07/01/2011

Affiliated Investment Advisors and Broker Dealers

help text

No firm affiliates listed.

Principal Office & Place of Business

help text

Principal Office

Address:
4510 E. Thousand Oaks Blvd.
Westlake Village , CA 91362
Phone Number: 805-497-9222
Other Offices Address City State Zip
19510 Ventura Blvd. Ste 211 Tarzana CA 91356
9171 Towne Center Dr. Suite 465 San Diego CA 92122
167 Exeter Road # 1 Newfields NH 03856
1755 Gablehammer Road Westminster MD 21157
11755 Wilshire Bl. # 1650 Los Angeles CA 90025

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions