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Gold Coast Securities, Inc.

Gold Coast Securities, Inc. is a Broker-Dealer with 41 financial professionals registered in CA,TX,OH,ID. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (41)

Name Start Date
Laurence Ian Koeppel May 2012
Patrick Steven Selway Nov 2004
James William Peppe Jan 2015
Lisabeth Morgan Schiller Oct 2006
Howard Michael Wolfson Aug 2004
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

$36.8M
Total Assets
153
Accounts
$240.4K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Tae Pom Ho Ceo/Cfo/Clo/Chief Compliance Officer/Director 01/01/2001
Christopher Anthony Lamia Shareholder 01/01/2001
Sally Yip Tamano Svp, COO, Director 11/01/2002

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Lamia Financial Group, Inc. IAR $179,723,968

Principal Office & Place of Business

Principal Office

Address:
275 E. Hillcrest Drive, Suite 225
Thousand Oaks , CA 91360
Phone Number: 805-496-3660
Other Offices Address City State Zip
2356 Gold Meadow Way Gold River CA 95670
601 S. Glenoaks Blvd. Burbank CA 91502

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions