Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLC is a broker-dealer with over 1,566 financial professionals registered nationwide. The firm's primary clients are Individuals, Insurance Companies and Banking or Thrift Institutions.
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing.
Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not
updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please
contact the firm directly to determine the employment status of the advisors listed above.
Firm Assets Under Management
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.
Wachovia Securities Financial Holdings, LLC
(75% or more)
Executives with less than 5% share each
*The pie chart is not drawn to scale and is simply included to make the data visually understandable.
The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.
Executives and Control Persons
Affiliated Investment Advisors and Broker Dealers
No firm affiliates listed.
Principal Office & Place of Business
One North Jefferson Avenue
|Other Offices Address
|100 Franklin Street
|1116 South Main Street
|85 East 8th Street
|839 Main Street
|6760 Perimeter Drive
|102 West Whiting Street
Firm Compensation Arrangements
Types of Compensation Arrangements
Percentage of Assets