Home  >  BrightScope Advisor Pages  >  Wells Fargo Advisors Financial Network, LLC

help text

Wells Fargo Advisors Financial Network, LLC

Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLC is a broker-dealer with over 1,566 financial professionals registered nationwide. The firm's primary clients are Individuals, Insurance Companies and Banking or Thrift Institutions.

Advisors (1,566)

help text
Name Start Date
David Scott Nystrom Apr 2008
Eric Lee Arnold Aug 2006
Karenann Bock Apr 2003
Charles Hayward Wride Oct 2005
Robert Lewis Evely Apr 2010
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

help text
$20.2B
Total Assets
83K
Accounts
$243.2K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

help text
ownership pie chart
  •   Wachovia Securities Financial Holdings, LLC (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

help text
Name Title Tenure Date
John Gabriel Peluso President/Member-Board of Managers 05/01/2003
Diane Patricia Gabriel Director of Sales Supervision/Member-Board of Managers 04/01/2002
Douglas Laird Kelly Counsel, Secretary 03/01/2008
Kevin Brady Hurley Compliance Officer (Investment Advisor Only) 12/01/2008
Paul Cameron Sankovich Chief Compliance Officer (Except Investment Advisor) 04/01/2009

Affiliated Investment Advisors and Broker Dealers

help text

No firm affiliates listed.

Principal Office & Place of Business

help text

Principal Office

Address:
One North Jefferson Avenue
St. Louis , MO 63103
Phone Number: 866-258-4606
Other Offices Address City State Zip
100 Franklin Street Boston MA 02110
1116 South Main Street Greenville SC 29601
85 East 8th Street Holland MI 49423
839 Main Street LaFayette IN 47901
6760 Perimeter Drive Dublin OH 43016
102 West Whiting Street Tampa FL 33602

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions