Home  >  BrightScope Advisor Pages  >  NFP Securities, Inc.

help text

NFP Securities, Inc.

NFP Securities, Inc.
NFP Securities, Inc. is a broker-dealer with over 1,723 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Firm Information

help text

Advisors (1,723)

help text
Name Start Date
Aaron A Leaman Mar 2006
Aaron Marinelli Feb 2009
Adam T Ciepiela Nov 2010
Adria Lynn Briggs Jun 2008
Aivars Ziedins Feb 2002
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

help text
$8.0B
Total Assets
41K
Accounts
$196.8K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

help text
ownership pie chart
  •   National Financial Partners, Corp. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

help text
Name Title Tenure Date
Jessica Marilyn Bibliowicz Chairman, Director 06/01/1999
James Lynn Poer President, Board of Directors 07/01/2008
Mark Grosvenor Senior Vice President Technology 01/01/2006
Yin Yin Controller 09/01/2007
John Patrick Vanderheyden Svp - COO 01/01/2009

Affiliated Investment Advisors and Broker Dealers

help text

No firm affiliates listed.

Principal Office & Place of Business

help text

Principal Office

Address:
1250 Capital of Texas Highway S.
Austin , TX 78746
Phone Number: 512-697-6000
Other Offices Address City State Zip
4350 Baker Road Minnetonka MN 55343
One Lincoln Center Oakbrook Terrace IL 60181
5550 Friendship Blvd Chevy Chase MD 20815
215 Park Ave. South New York NY 10003
9690 Deereco Rd Timonium MD 21093

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees