Vestax Securities Corporation
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Vestax Securities Corporation is a broker-dealer with 1 financial professionals registered nationwide. The firm's primary clients are Individuals, Corporations or Other Businesses and Pension and Profit Sharing Plans.
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Advisors (1)
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing.
Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not
updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please
contact the firm directly to determine the employment status of the advisors listed above.
Firm Assets Under Management
$136.1K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.
Ownership
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Vestax Capital Corporation
(75% or more)
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Executives with less than 5% share each
*The pie chart is not drawn to scale and is simply included to make the data visually understandable.
The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.
Executives and Control Persons
Affiliated Investment Advisors and Broker Dealers
| Name |
Type |
Total Assets |
| Charles Howard Clawson Jr |
|
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| Fef Distributors, LLC |
|
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| Gleacher Partners LLC |
|
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| Ing Investments, LLC |
IAR |
$44,503,694,047 |
| Lexington Capital Partners & Co., Inc. |
|
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| March Securities Corporation |
|
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| Marketing One Securities, Inc. |
|
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| Valley National Investments, Inc. |
|
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Principal Office & Place of Business
| Other Offices Address |
City |
State |
Zip |
| 1340 Depot St |
Cleveland |
OH |
44116 |
| 1418 Providence Hwy Ste N |
Norwood |
MA |
02062 |
| Four Seagate Ste 803 |
Toledo |
OH |
43604 |
| 10955 Lowell Ste 900 |
Overland Park |
CO |
80015 |
| 32003 Plymouth Rd |
Livonia |
MI |
48150 |
Firm Compensation Arrangements
Types of Compensation Arrangements
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Percentage of Assets
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Fixed Fees
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Commissions
