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FSIC

FSIC is a broker-dealer with 29 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Corporations or Other Businesses.

Advisors (29)

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Name Start Date
Alan William Pratt Apr 2001
Brenda Rose Pingree Aug 2012
Candace Jean Lee Oct 1993
David Schlossberg, RFC, AIF Jan 2010
Eldon Dean Monson Mar 2006
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*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$260.7M
Total Assets
3K
Accounts
$84.4K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Candace Jean Lee President, Chief Executive Officer, Chief Compliance Officer 12/01/1994
Brenda Rose Pingree Financial and Operations Principal 06/01/2000

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
701 Fifth Avenue
Seattle , WA 98104
Phone Number: 206-386-5475
Other Offices Address City State Zip
1001 SW 5th Portland OR 97204

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees