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SCF Securities, Inc.

SCF Securities, Inc., is an independent, boutique broker-dealer. We have been serving financial advisors and their clients for over two decades. We provide our advisors with the financial products, tools, technologies, and resources they need to help their clients conquer today's financial planning challenges. SCF's group ...(see more)

Firm Information

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Articles/Publications

Independent Broker Dealer Defying the Odds

Diane Britton, staff writer at WealthManagement.com, the digital resource of Rep. Magazine., features SCF Securities in her recent article about the sustainability of the small, independent broker-dealer model.

Low Debt Ratio of SCF Securities Highlighted in National Publication

In his article, "6 Overlooked Criteria for Broker-Dealer Due Diligence," national recruiter Jon Henschen urges registered reps and financial advisors to consider six important criteria when choosing to make a broker-dealer change. In the first section of the article, he illustrates the importance of considering a broker-dealer's ratio of aggregate indebtedness to their net capital, using SCF's low debt ratio as an example.

SCF Advisor Group Makes Prestigious Inc. 500|5000 List

Moneywise Wealth Management is ranked No. 1 Financial Advising Firm in California, earning spot on 2012 Inc. 500|5000 exclusive list of nation’s fastest-growing private companies.

Financial Advisor Education Program Launches on SCF Website

SCF University provides online resources to financial advisors, teaching advisors to grow their practice, reach new clients, implement powerful technology, and improve operational efficiency.

SCF Compliance Officer to Sit on FINRA Panel

FINRA invites SCF Chief Compliance Officer Rick Almaguer to serve on discussion panel alongside FINRA and SEC officials.

Social Media

Advisors (148)

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Name Start Date
Alan Richard Carlisle Sep 2013
Randy Layne Meadows Oct 1999
Scott Lawrence Clark Jan 2003
Marcia Sue Helding Oct 2000
James Michael Duncan Jan 2004
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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Not Available
Total Assets
Not Available
Accounts
Not Available
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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  •   Scf Holdings, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Randy Layne Meadows Chairman 03/01/2010
David Alan Haskin Vice President 11/01/2009
Rick Almaguer Chief Compliance Officer 12/01/2002
Alan Richard Carlisle President, C.O.O., C.E.O., Financial & Operations Principal 03/01/2010

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
SCF Investment Advisors, Inc. IAR $543,163,756

Principal Office & Place of Business

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Principal Office

Address:
155 E. Shaw Avenue
Fresno , CA 93710
Phone Number: 559-456-6108
Other Offices Address City State Zip
155 E. Shaw Avenuesuite #102 Fresno CA 93710

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Other: FEES PAID TO SCFS BY 3RD PARTY MANAGER