|SCF Securities, Inc., is an independent, boutique broker-dealer. We have been serving financial advisors and their clients for over two decades. We provide our advisors with the financial products, tools, technologies, and resources they need to help their clients conquer today's financial planning challenges. SCF's group ...(see more)|
Diane Britton, staff writer at WealthManagement.com, the digital resource of Rep. Magazine., features SCF Securities in her recent article about the sustainability of the small, independent broker-dealer model.
In his article, "6 Overlooked Criteria for Broker-Dealer Due Diligence," national recruiter Jon Henschen urges registered reps and financial advisors to consider six important criteria when choosing to make a broker-dealer change. In the first section of the article, he illustrates the importance of considering a broker-dealer's ratio of aggregate indebtedness to their net capital, using SCF's low debt ratio as an example.
Moneywise Wealth Management is ranked No. 1 Financial Advising Firm in California, earning spot on 2012 Inc. 500|5000 exclusive list of nation’s fastest-growing private companies.
SCF University provides online resources to financial advisors, teaching advisors to grow their practice, reach new clients, implement powerful technology, and improve operational efficiency.
FINRA invites SCF Chief Compliance Officer Rick Almaguer to serve on discussion panel alongside FINRA and SEC officials.
|Alan Richard Carlisle||Sep 2013|
|Robert L Stosick||Dec 2008|
|John Raymond Nixon||Sep 2007|
|Aristoteles Valmonte Miranda||May 2008|
|Brian Keith Neukam||Jan 2009|
*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.
|Randy Layne Meadows||Chairman||03/01/2010|
|David Alan Haskin||Vice President||11/01/2009|
|Ricardo Almaguer||Chief Compliance Officer||12/01/2002|
|Alan Richard Carlisle||President, C.O.O., C.E.O., Financial & Operations Principal||03/01/2010|
|SCF Investment Advisors, Inc.||IAR||$543,163,756|
155 E. Shaw Avenue
Fresno , CA 93710
|Other Offices Address||City||State||Zip|
|155 E. Shaw Avenuesuite #102||Fresno||CA||93710|