Bosc, Inc.
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Bosc, Inc. is a broker-dealer with 265 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Other Pooled Investment Vehicles.
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Advisors (265)
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing.
Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not
updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please
contact the firm directly to determine the employment status of the advisors listed above.
Firm Assets Under Management
$635.1K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.
Ownership
-
Bok Financial Corporation
(75% or more)
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Executives with less than 5% share each
*The pie chart is not drawn to scale and is simply included to make the data visually understandable.
The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.
Executives and Control Persons
| Name |
Title |
Tenure Date |
|
Casey S Copus
|
Vice President, Sales Manager |
04/01/2004 |
|
Brett Alan Dean
|
Managing Director & Chief Operating Officer |
03/01/2012 |
|
Scott Bradley Grauer
|
President & CEO, Vice Chairman |
03/01/2012 |
|
John Neill Waldo
|
Sr. Investment Banker, Svp |
03/01/2012 |
|
Tally Mead Ferguson
|
Svp, Director of Risk Management |
03/01/2012 |
|
Steven Glen Bradshaw
|
Sevp, Chairman of Board of Directors |
03/01/2012 |
|
John Malone Coffman
|
Svp, Municipal Principal |
03/01/2012 |
|
Joe Don Capps
|
VP, Trading |
03/01/2012 |
|
Merideth Glen Watson
|
Inst. Sales Manager & Svp |
03/01/2012 |
|
Arthur Donald Jr Robb
|
Sales Manager & Svp |
03/01/2012 |
|
James Robert Lane
|
Avp, Securities Compliance Officer |
03/01/2012 |
|
Stephen Wayne Nichols
|
Senior Vice President |
03/01/2012 |
|
James Harold Spangler
|
VP, Trader |
08/01/2001 |
|
Ronald Alonzo Roberson
|
VP, Institutional |
03/01/2012 |
|
Tommy Carlton II Vincent
|
Svp, Chief Compliance Officer, Mgr of Corp. Gov/Wealth Mgmt. |
03/01/2012 |
|
Larry Brad Griffin
|
Svp, Sales Manager |
03/01/2012 |
|
Brenda Kay Garcia
|
VP, Sales Manager |
03/01/2012 |
|
Stephen Palmer Mann
|
VP, Senior Underwriter |
03/01/2012 |
|
Karen Anne Kreger
|
VP, Financial & Operations |
03/01/2012 |
|
James Robert Cole
|
Vice President Retail Sales Mgr. |
03/01/2012 |
|
Mitchell Kean Robinson
|
VP, Compliance |
03/01/2012 |
Affiliated Investment Advisors and Broker Dealers
Principal Office & Place of Business
| Other Offices Address |
City |
State |
Zip |
| 510 Bering, #550 |
Houston |
TX |
77057 |
| 8255 Walnut Hill Lane |
Dallas |
TX |
75231 |
| 645 Main St. |
Los Lunas |
NM |
87031 |
| 634 Becker |
Belen |
NM |
87002 |
| 4201 Wyoming Blvd., NE |
Albuquerque |
NM |
87110 |
| 2274 Wyoming Blvd., NE |
Albuquerque |
NM |
87112 |
| 3901 Southern Blvd. SE |
Albuquerque |
NM |
87124 |
| 5915 Wyoming Blvd., N.E. |
Albuquerque |
NM |
87109 |
| 6600 N. Fourth St. NW |
Albuquerque |
NM |
87107 |
| 1698 Rio Bravo, S.W. |
Albuquerque |
NM |
87109 |
| 3301 Coors Blvd., NW Ste J. |
Albuquerque |
NM |
87120 |
| 1301 Juan Tabo, NE |
Albuquerque |
NM |
87112 |
| 2650 Royal Lane |
Dallas |
TX |
75229 |
| 6215 Hillcrest |
Dallas |
TX |
75205 |
| 6105 W. Park Blvd. |
Plano |
TX |
75093 |
| 6701 Preston Rd. |
Dallas |
TX |
75225 |
| 201 3Rd. St. NW, Ground Floor |
Albuquerque |
NM |
87102 |
| 5330 E. 31st St. |
Tulsa |
OK |
74135 |
| 2100 W. Houston |
Broken Arrow |
OK |
74012 |
| 6505 E. 101st St. South |
Tulsa |
OK |
74133 |
| 7121 S. Sheridan Ave. |
Tulsa |
OK |
74133 |
| 320 S. Boston |
Tulsa |
OK |
74103 |
| 6036 S. Yale |
Tulsa |
OK |
74135 |
| 3037 S. Garnett |
Tulsa |
OK |
74129 |
| 5956 Sherry Lane - 13th Floor |
Dallas |
TX |
75225 |
| 7600 Northwest Highway |
Dallas |
TX |
75225 |
| 219 S. Main |
Eufala |
OK |
74439 |
| 4901 E. Central Ave., N.E. |
Albuquerque |
NM |
87108 |
| 10040 Coors Blvd, Bypass NW |
Albuquerque |
NM |
87114 |
| 3500 N. College |
Fayetteville |
AR |
72702 |
| 2500 Louisiana Blvd., NE |
Albuquerque |
NM |
87110 |
| 500 Grapevine Highway |
Hurst |
TX |
76054 |
| 3610 E. First Ave (Cherry Creek). |
Denver |
CO |
80206 |
| 7500 College Blvd., #450 |
Overland Park |
KS |
66219 |
| 5320 Bellaire Blvd. |
Bellaire |
TX |
77401 |
| 8095 E. Belleview |
Denver |
CO |
80111 |
| 7047 E. Greenway Parkway |
Scottsdale |
AZ |
85254 |
| 9520 N. May Ave. |
Oklahoma City |
OK |
73112 |
| 201 Robert S. Kerr Ave. |
Oklahoma City |
OK |
73102 |
| 4200 N. Rodney Parham Road |
Little Rock |
AR |
72212 |
| 333 W. Campbell |
Richardson |
TX |
75080 |
| 9520 S. Delaware |
Tulsa |
OK |
74135 |
| 5727 South Lewis |
Tulsa |
OK |
74105 |
| 401 Broadway |
Sand Springs |
OK |
74063 |
| 110 S. Main |
Newkirk |
OK |
78647 |
| 215 State Street |
Muskogee |
OK |
74401 |
| 300 N. 32Nd. St. |
Muskogee |
OK |
74401 |
| 201 S. Main |
Grove |
OK |
74344 |
| 3815 S.E. Frank Phillips Blvd |
Bartlesville |
OK |
74006 |
| 308 N. Van Buren |
Enid |
OK |
73703 |
| 100 S. Garth Brooks |
Yukon |
OK |
73099 |
| 2250 State Hwy. 114 W. |
Grapevine |
TX |
76051 |
| 2021 S. Lewis |
Tulsa |
OK |
74104 |
| One Williams Center |
Tulsa |
OK |
74135 |
| 1600 Broadway |
Denver |
CO |
80202 |
| 11111 E. 81st Street |
Tulsa |
OK |
74133 |
| 12052 S. Memorial |
Bixby |
OK |
74008 |
| One E. Choctaw |
McAlester |
OK |
74501 |
| 4544 S. 33Rd W. Ave. |
Tulsa |
OK |
74107 |
| 7110 S. Olympia Ave. |
Tulsa |
OK |
74135 |
| 1303 SE Walton Blvd |
Bentonville |
AR |
72712 |
| 3045 S. Harvard Ave. |
Tulsa |
OK |
74135 |
| 3550 West Main |
Norman |
OK |
73072 |
| 1064 N. Lewis |
Tulsa |
OK |
74110 |
| 4324 S. 44th St. |
Del City |
OK |
73135 |
| 9580 N. Garnett |
Owasso |
OK |
74055 |
Firm Compensation Arrangements
Types of Compensation Arrangements
-
Percentage of Assets
-
Fixed Fees
-
Commissions
-
Other: (6) Performance-based fees
