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Uptrend Capital LLC

Uptrend Capital LLC is an inactive RIA.

Advisors (0)

No advisors listed.

Top ETF Holdings

No ETF holdings data available.

Firm Assets Under Management

Total Assets
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.


*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Tian Yu Cai Managing Member 05/01/2010
Choon-Shan Lai Member 05/01/2010
Xihan Liu Member 05/01/2010
Guang Yang Member 05/01/2010

Affiliated Investment Advisors and Broker Dealers

No firm affiliates listed.

Principal Office & Place of Business

Principal Office

3333 Bowers Avenue, Suite 130
Santa Clara , CA 95054
Phone Number: 408-771-0634
Other Offices Address City State Zip
2900 Gordon Ave. Santa Clara CA 95051

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Other: (6) Performance-based fees