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Gwfs Equities, Inc.

Gwfs Equities, Inc. is a Broker-Dealer with over 2,075 financial professionals registered nationwide.

Advisors (2,075)

Name Start Date
Douglas Shawn Allee Jan 2007
Dina Rae Schultz Jan 2010
Linda Marie Kotowski Feb 2014
Jonathan Drew Downing Sep 2014
Gerd Willi Lachenmaier Apr 1998
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

Not Available
Total Assets
Not Available
Accounts
Not Available
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

  •   Great-West Life & Annuity Insurance Company (75% or more)
  •   Gwl&A Financial Inc. (75% or more)
  •   Great-West Lifeco Inc. (75% or more)
  •   Power Corporation of Canada (75% or more)
  •   Power Financial Corp (75% or more)
  •   Great-West Financial (Canada) Inc. (75% or more)
  •   Great-West Financial (Nova Scotia) Co. (75% or more)
  •   Great-West Lifeco U.S. Inc. (75% or more)
  •   171263 Canada Inc. (50% to 75%)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's FINRA report. Executives with less than 5% share may not own any of the firm. Please see the FINRA report for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Beverly Ann Byrne Chief Compliance Officer and Secretary 11/01/1996
Stephanie A Bendrick Director and Vice President 05/01/2010
Christopher Read Bergeon Vice President 01/01/2012
Miles Randall Edwards Senior Vice President 09/01/2004
Judith G Gibbs Vice President and Trading Operations 05/01/2009

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Advised Assets Group, LLC IAR $25,571,123,062
Canada Life Asset Mangement Limited
Cornmarket Group Financial Services Ltd
Counsel Portfolio Services, Inc.
Glc Asset Management Group, Ltd
Great-West Capital Management, LLC IAR $29,830,440,840
I.G. International Management Limited
I.G. Investment Management (Hong Kong) Limited
I.G. Investment Management, Ltd.
Investors Group Financial Services Inc.
Investors Group Securities Inc.
Ipc Investment Corporation
Ipc Securities Corporation
Irish Progressive Services International Ltd
Mackenzie Investments IAR $61,543,586,173
Mackenzie Investments IAR
Panagora Asset Management
Putnam International Distributors, Ltd.
Putnam Investment Management, LLC IAR $98,982,631,492
Putnam Investments Argentina, S.A.
Putnam Investments Australia Pty, Ltd
Putnam Investments Limited IAR $6,248,908,294
Putnam Investments Limited IAR $6,248,908,294
Putnam Investments Securities Co., Ltd. (Japan)
Putnam Investments Inc
Putnam Retail Management Limited Partnership Broker-Dealer
Quadrus Investment Services Ltd
Setanta Asset Management Limited
Summit Asset Managers Ltd
The Putnam Advisory Company, LLC IAR $37,731,663,384

Principal Office & Place of Business

Principal Office

Address:
8515 E Orchard Road
Greenwood Village , CO 80111
Phone Number: 303-737-3817
Other Offices Address City State Zip
8525 East Orchard Road, 2T3 Greenwood Village CO 80111-5002
4600 S. Syracuse St. Denver CO 80237-2750

Firm Compensation Arrangements

No compensation arrangements listed.