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Gwfs Equities, Inc.

Gwfs Equities, Inc. is a broker-dealer with 926 financial professionals registered nationwide. The firm's primary clients are Pension and Profit Sharing Plans.

Advisors (926)

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Name Start Date
Aaron Dennis Mccormick Mar 2010
Aaron Jason Bouldin Sep 2007
Aaron Michael Schluep May 2010
Aaron Taylor Fields Jan 2010
Adam Ian Blitz Nov 2010
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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Not Available
Total Assets
Not Available
Accounts
Not Available
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Benefitscorp Inc (75% or more)
  •   Executives with less than 5% share each
  •  Beverly Ann Byrne
  •  Charles Patrick Nelson
  •  David George Mcleod

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Glen Ray Derback Treasurer 10/01/1984
Charles Patrick Nelson Director & President 08/01/1995
Beverly Ann Byrne Chief Compliance Officer and Secretary 11/01/1996
Gregory Erol Seller Director 10/01/1985
Robert Kenneth Shaw Director 04/01/1992

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Advised Assets Group, LLC IAR $14,997,130,922
Gw Capital Management LLC IAR $16,224,757,725
Orchard Capital Management, LLC IAR $0

Principal Office & Place of Business

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Principal Office

Address:
8525 East Orchard Rd
Greenwood Village , CO 80111
Phone Number: 303-737-4291

Firm Compensation Arrangements

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No compensation arrangements listed.