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Gwfs Equities, Inc.

Gwfs Equities, Inc. is a Broker-Dealer with over 1,646 financial professionals registered nationwide.

Advisors (1,646)

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Name Start Date
Patrick Shane Mckelvey Oct 2006
Erin Elizabeth Downing May 2012
Outhay Nusaath Oct 2012
Nadine Sylvia Waligora Mar 2008
Eric Allen Fritz Nov 2005
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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Not Available
Total Assets
Not Available
Accounts
Not Available
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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  •   Great-West Life & Annuity Insurance Company (75% or more)
  •   Gwl&A Financial Inc. (75% or more)
  •   Great-West Lifeco Inc. (75% or more)
  •   Power Corporation of Canada (75% or more)
  •   Power Financial Corp (75% or more)
  •   Great-West Financial (Canada) Inc. (75% or more)
  •   Great-West Financial (Nova Scotia) Co. (75% or more)
  •   Great-West Lifeco U.S. Inc. (75% or more)
  •   171263 Canada Inc. (50% to 75%)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's FINRA report. Executives with less than 5% share may not own any of the firm. Please see the FINRA report for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Beverly Ann Byrne Chief Compliance Officer and Secretary 11/01/1996
Stephanie A Bendrick Director and Vice President 05/01/2010
Christopher Read Bergeon Vice President 01/01/2012
Miles Randall Edwards Senior Vice President 09/01/2004
Judith G Gibbs Vice President and Trading Operations 05/01/2009

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Advised Assets Group, LLC IAR $10,986,815,950
Canada Life Asset Mangement Limited
Cornmarket Group Financial Services Ltd
Counsel Portfolio Services, Inc.
Glc Asset Management Group, Ltd
Great-West Capital Management, LLC IAR $26,039,835,517
I.G. International Management Limited
I.G. Investment Management (Hong Kong) Limited
I.G. Investment Management, Ltd.
Investors Group Financial Services Inc.
Investors Group Securities Inc.
Ipc Investment Corporation
Ipc Securities Corporation
Irish Progressive Services International Ltd
Mackenzie Institutional IAR $61,695,616,123
Mackenzie Institutional IAR
Panagora Asset Management
Putnam International Distributors, Ltd.
Putnam Investment Management, LLC IAR $89,345,529,636
Putnam Investments Argentina, S.A.
Putnam Investments Australia Pty, Ltd
Putnam Investments Limited IAR $6,101,608,512
Putnam Investments Limited IAR $6,101,608,512
Putnam Investments Securities Co., Ltd. (Japan)
Putnam Investments Inc
Putnam Retail Management Limited Partnership Broker-Dealer
Quadrus Investment Services Ltd
Setanta Asset Management Limited
Summit Asset Managers Ltd
The Putnam Advisory Company, LLC IAR $39,159,692,328

Principal Office & Place of Business

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Principal Office

Address:
8515 E Orchard Road
Greenwood Village , CO 80111
Phone Number: 303-737-3817
Other Offices Address City State Zip
8525 East Orchard Road, 2T3 Greenwood Village CO 80111-5002

Firm Compensation Arrangements

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No compensation arrangements listed.