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Waterford Investor Services, Inc.

Waterford Investor Services, Inc. is a Broker-Dealer with 0 financial professionals registered in FL. The firm's primary clients are Individuals and High Net Worth Individuals.

Advisors (0)

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No advisors listed.

Firm Assets Under Management

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$3.1M
Total Assets
12
Accounts
$258.3K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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  •   Beacon Aquisition Partners, Inc (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Roger Farrell Leibowitz Treasurer Finop 02/01/2011
James Arnold Hintz President , CCO, CEO, 02/01/2011
Christopher Charles Pollina Corporate Secretary 02/01/2011

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Abp Venture Partners, LLC
Cl Wealth Management LLC IAR $88,903,000

Principal Office & Place of Business

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Principal Office

Address:
1201 South Highland Ave.,
Clearwater , FL 33756
Phone Number: 727-441-1616
Other Offices Address City State Zip
1100 Boulders Parkway, Suite 600 Richmond VA 23225
1100 Boulders Park Waysuite 600 Richmond VA 23225
7501 Boulders View Dr Richmond VA 23225
1201 S. Highland Ave. Ste 2 Clearwater FL 33756
1100 Boulders Parkwaysuite 600 Richmond VA 23225

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges