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Waterford Investor Services, Inc.

Waterford Investor Services, Inc. is not an actively registered Dual Registrant.

Advisors (191)

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Name Start Date
Aaron Matthew Segal Feb 2011
Alfred C Arater Jan 2009
Alfred Paul Jurewicz Oct 2011
Andre D Williams Jan 2012
Arlo August Amundson Jan 2010
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*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$3.1M
Total Assets
12
Accounts
$258.3K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Beacon Aquisition Partners, Inc (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Roger Farrell Leibowitz Treasurer Finop 02/01/2011
James Arnold Hintz President , CCO, CEO, 02/01/2011
Christopher Charles Pollina Corporate Secretary 02/01/2011

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
1201 South Highland Ave.,
Clearwater , FL 33756
Phone Number: 727-441-1616

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges