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Citigroup Global Markets Inc.

Citigroup Global Markets Inc.
Citigroup Global Markets Inc. is a broker-dealer with over 8,009 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Banking or Thrift Institutions.

Firm Information

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Advisors (8,009)

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Name Start Date
A Richard Janiak Jan 1971
Aakash D Doshi Jul 2011
Aalind Jindal Jan 2008
Aamir Ali May 2007
Aarjave A Shah Dec 2009
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$21.2B
Total Assets
39K
Accounts
$542.0K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Citigroup Financial Products Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
James Anthony Forese Director 03/01/2008
Cliff Verron Chief Financial Officer (Finop) 07/01/2007
James Anthony Forese President 03/01/2008
John Paul Havens Chairman and Chief Executive Officer 09/01/2009
Scott L Flood Co General Counsel 01/01/2009

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
666 Fifth Avenue
New York , NY 10103
Phone Number: 212.816.6000
Other Offices Address City State Zip
100 Citibank Drive San Antonio TX 78245
787 West 5th Street Los Angeles CA 90071
One Sansome Street San Francisco CA 94104
4500 New Linden Hill Road Pike Creek DE 19808
601 Lexington Avenue New York NY 10022
201 South Biscayne Blvd Miami FL 33131

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets