Home  >  BrightScope Advisor Pages  >  Sanford C. Bernstein & Co., LLC

help text

Sanford C. Bernstein & Co., LLC

Sanford C. Bernstein & Co., LLC is a broker-dealer with 823 financial professionals.

Advisors (823)

help text
Name Start Date
John F Mclaughlin Mar 2006
Robert Clayton Browning Dec 2000
Anne Kathleen Bucciarelli Jun 2004
Mark Jonathan Schlossberg Nov 2000
Kristine Lynne Hoffman Jan 2009
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

help text
Not Available
Total Assets
Not Available
Accounts
Not Available
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

help text
ownership pie chart
  •   Alliance Capital Management LLC (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

help text
Name Title Tenure Date
Edward Joseph Farrell Director & Chief Financial Officer 02/01/2004
Thomas Steven Hexner Director 01/01/2004
James Daniel Lamke Co-Chief Compliance Officer 11/01/2008
Laurence Hugh Bertan Co-Chief Compliance Officer 11/01/2008
Lawrence Pasquale Patrizio Senior Vice President, Global Head of Broker Dealer Operations and Director 10/01/2009

Affiliated Investment Advisors and Broker Dealers

help text

No firm affiliates listed.

Principal Office & Place of Business

help text

Principal Office

Address:
1345 Avenue of the Americas
New York , NY 10105
Phone Number: 212-969-1000
Other Offices Address City State Zip
1735 Market Street Philadelphia PA 19103
225 South Sixth Street Minneapolis MN 55402
1 North Lexington Avenue White Plains NY 10601
701 Brickell Avenue Miami FL 33131
101 East Kennedy Boulevard Tampa FL 33602
53 State Street Boston MA 02109
1999 Avenue of the Stars Los Angeles CA 90067
777 South Flagler Drive West Palm Beach FL 33401
1000 Louisiana Street Houston TX 77002
3475 Piedmont Road NE Atlanta GA 30305
1225 17th Street Denver CO 80202
127 Public Square Cleveland OH 44114
555 California Street San Francisco CA 94104
2000 McKinney Avenue Dallas TX 75201-1858
4365 Executive Drive San Diego CA 92121
601 Union Street Seattle WA 98101
227 West Monroe Street Chicago IL 60606
800 Connecticut Avenue, N.W. Washington DC 20006-2720

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Other: SEE SCHEDULE D, MISCELLANEOUS