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ETF Holdings

Name Assets
PowerShares Senior Loan Portfolio $122,036,000
SPDR Blackstone/GSO Senior Loan ETF $16,292,000
Vanguard European Stock Index Fund $12,668,000
SPDR Barclays Aggregate Bond ETF $6,945,000
Vanguard Emerging Markets Stock Index Fund $5,637,000
iShares MSCI China ETF $2,182,000
Guggenheim Investments CurrencyShares British Pound Sterling Trust $1,572,000
Guggenheim S&P 500 Pure Value ETF $1,522,000
ProShares UltraShort Real Estate $306,000
iShares Silver Trust $108,000
ProShares VIX Mid-Term Futures ETF $20,000
SPDR Barclays High Yield Bond ETF $20,000
ProShares UltraShort Bloomberg Commodity $20,000
iShares Core MSCI Emerging Markets ETF $10,000
Guggenheim S&P 500 Pure Growth ETF $5,000
Vanguard Russell 2000 Index Fund $3,000
PowerShares DB Gold Fund $2,000
WisdomTree International SmallCap Dividend Fund $0
Guggenheim Investments CurrencyShares Japanese Yen Trust $0
iShares Core S&P 500 ETF $0
Consumer Staples Select Sector SPDR Fund $0
iShares Russell 1000 Value ETF $0
Vanguard Tax-Managed International Fund $0
iShares 1-3 Year Treasury Bond ETF $0
iPath Exchange Traded Notes Bloomberg Commodity Index Total Return Medium-Term Notes Series A $0
iShares iBoxx $ High Yield Corporate Bond ETF $0
iShares S&P 500 Growth ETF $0
ProShares UltraShort Yen $0
Vanguard Small-Cap Growth Index Fund $0
iShares JPMorgan USD Emerging Markets Bond ETF $0
SPDR Dow Jones International Real Estate ETF $0
iShares MSCI Emerging Markets ETF $0
iShares iBoxx $ Investment Grade Corporate Bond ETF $0
iShares S&P 500 Value ETF $0
Financial Select Sector SPDR Fund $0
Technology Select Sector SPDR Fund $0
WisdomTree Emerging Currency Strategy Fund $0
SPDR Barclays 1-3 Month T-Bill ETF $0
iShares US Real Estate ETF $0
PowerShares DB G10 Currency Harvest Fund $0
Materials Select Sector SPDR Fund $0
iShares MSCI India ETF $0
Vanguard Short-Term Bond Index Fund $0
iShares Core US Credit Bond ETF $0
Vanguard Information Technology Index Fund $0
iShares MSCI EAFE Small-Cap ETF $0
iShares Core US Aggregate Bond ETF $0
iShares Short Treasury Bond ETF $0
Market Vectors Russia ETF $0
WisdomTree Emerging Markets Local Debt Fund $0
iShares S&P Small-Cap 600 Growth ETF $0
ProShares UltraShort Gold $0
SPDR S&P Emerging Markets Small Cap ETF $0
SPDR Barclays Convertible Securities ETF $0
iShares 20+ Year Treasury Bond ETF $0
iShares Europe ETF $0
Vanguard Materials Index Fund $0
iShares MSCI Eurozone ETF $0
PowerShares Emerging Markets Sovereign Debt Portfolio $0
SPDR S&P International Small Cap ETF $0
iShares Russell 2000 Growth ETF $0
SPDR S&P 500 ETF Trust $0
Market Vectors JP Morgan EM Local Currency Bond ETF $0
Vanguard REIT Index Fund $0
Vanguard Financials Index Fund $0
iShares Russell 2000 ETF $0
iShares MSCI EAFE ETF $0
iShares Core MSCI EAFE ETF $0
SPDR Barclays Aggregate Bond ETF $0
Vanguard Growth Index Fund $0
Vanguard Value Index Fund $0
Vanguard Total Bond Market Index Fund $0
Guggenheim Investments CurrencyShares Euro Trust $0
iPath Exchange Traded Notes S&P 500 VIX Mid-Term Futures Index TR Medium-Term Notes Series A $0
iShares China Large-Cap ETF $0
iShares MSCI Brazil Capped ETF $0
iShares Russell 1000 Growth ETF $0
SPDR S&P China ETF $0
SPDR Dow Jones REIT ETF $0
Vanguard Consumer Staples Index Fund $0
PowerShares DB Commodity Index Tracking Fund $0



    Last updated on Jan. 8, 2016
      • $1.6B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 32
      • $50.3M
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types


    Current Advisors

    # of advisors


    There are no advisors from this firm to display at this time.

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Ausbil Investment Management Limited -- --
    Candriam Belgium Sa -- --
    Candriam France Sas -- --
    Candriam Luxembourg Sca -- --
    Cornerstone IAR $4,270,400,000
    Cornerstone Capital Management IAR $12,528,700,000
    Eagle Strategies LLC IAR $4,796,600,000
    Goldpoint Partners LLC IAR $10,047,010,272
    Institutional Capital LLC IAR $16,378,175,068
    Mackay Shields LLC IAR $92,697,223,402
    Madison Capital Funding LLC -- --
    Mcf Capital Management LLC IAR $2,151,765,927
    New York Life Insurance and Annuity Corporation -- --
    New York Life Insurance Company -- --
    New York Life Investment Management LLC IAR $113,457,035,331
    New York Life Trust Company -- --
    Nyl Investors LLC IAR $214,649,062,247
    Nylife Distributors LLC Broker-Dealer --
    Nylife Insurance Company Arizona -- --
    Nylife Securities LLC Broker-Dealer --
    Nylink Insurance Agency Inc. -- --
    Private Advisors LLC IAR $5,976,785,345



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      David Louis Fogel Chief Financial Officer October, 2008 less than 5%
      Adam Scott Patti Elected Manager And Chief Executive Officer July, 2007 less than 5%
      Stephen Paul Fisher Elected Manager And Chairman October, 2015 less than 5%
      Yie-Hsin Nmn Hung Elected Manager October, 2015 less than 5%
      Frank M Harte Elected Manager October, 2015 less than 5%
      Thomas Alexander Hendry Elected Manager October, 2015 less than 5%
      Matthew Vincent Curtin Chief Compliance Officer June, 2015 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets