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First American Securities, Inc

First American Securities, Inc is a Broker-Dealer with 21 financial professionals registered nationwide. The firm's primary clients are Individuals and High Net Worth Individuals.

Advisors (21)

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Name Start Date
Joan Diane Foster Mathews Oct 2012
James Adolph Kohout Mar 2005
Robert S Jamison Jan 2014
Jervis Bennett Hough Dec 2012
Stacy Elizabeth Cheney-Jamison Mar 2013
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*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$4.6M
Total Assets
25
Accounts
$184.6K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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  •   First American Holdings LLC (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Joan Diane Foster Mathews Compliance Officer 04/01/2012
Wayne Bruce Gysland Principal 12/01/2007
Cynthia Madelyn Jenkins Finop 06/01/2011
Richard Bradley Watson Ceo/President/Cco 04/01/2012

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
324 West High St.
Orrville , OH 44667
Phone Number: 855-930-0013
Other Offices Address City State Zip
324 West High Street Orrville OH 44667
1624 Harmon Placesuite 218 Minneapolis MN 55403

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees