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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Jan. 8, 2016
    • $9.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 48
      Accounts
    • $207.2M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

0

There are no advisors from this firm to display at this time.

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Fpa Fund Distributors, Inc. Broker-Dealer --
Gary Leslie Dann -- --
Heitman Securities LLC Broker-Dealer --
Legel, Braswell Securities Corp. -- --
Mcg Equities, LLC -- --
Old Mutual Investment Partners Broker-Dealer --
Reich & Tang Distributors, Inc. Broker-Dealer --
Richard Raymond Defelice -- --
William V Clippinger -- --

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Edwin Lake Setzler Vp & Controller December, 2005 less than 5%
    Pavan Nagpal Vp July, 2005 less than 5%
    Christopher Hughes Thomas Vp & Cco August, 2004 less than 5%
    Julian William Herbert Mann Vice President February, 2004 less than 5%
    Rikard Bernt Ekstrand Vp January, 1999 less than 5%
    Steven Richard Geist Vp December, 1994 less than 5%
    Thomas Hunter Atteberry Vp March, 1997 less than 5%
    Dennis Michael Bryan Vp January, 1996 less than 5%
    Steven Romick Sr Vp March, 1996 less than 5%
    Eric Sayre Ende Sr Vp January, 1985 less than 5%
    James Richard Atwood Dir, Prin, Coo, Cfo & Tr January, 1997 less than 5%
    Robert Louis Rodriguez Dir, Prin,Ceo & Cio November, 1983 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • (6) Performance-Based Fees