Home  >  BrightScope Advisor Pages  >  Invest Financial Corporation

help text

Invest Financial Corporation

Invest Financial Corporation
Invest Financial Corporation is a broker-dealer with over 1,510 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (1,510)

help text
Name Start Date
Aaron Jay Weinstock Jan 2012
Aaron Jeremiah Ochoa Sep 2010
Adam C Tomlin Jan 2012
Adam Douglas Millsaps May 2012
Adam Gillen Brown Sep 2007
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

help text
$2.0B
Total Assets
11K
Accounts
$180.3K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

help text
ownership pie chart
  •   National Planning Holdings, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

help text
Name Title Tenure Date
Ruth Ann Burgess Chief Compliance Officer/Svp/ Asst. Secretary 04/01/2002
Thomas John Meyer Director, Secretary 12/01/2003
Maura Kathryn Collins Cfo, Finop 03/01/2004
James Peter Miller Nph Svp, Operations 02/01/2007
James Loyd Livingston Director, Nph President/Ceo 06/01/2007

Affiliated Investment Advisors and Broker Dealers

help text

No firm affiliates listed.

Principal Office & Place of Business

help text

Principal Office

Address:
8745 Henderson Road
Tampa , FL 33634
Phone Number: (813) 880-5300
Other Offices Address City State Zip
200 Connecticut Ave Norwalk CT 06854
325 Chestnut St Philadelphia PA 19106
2360 Boy Scout Rd Clearwater FL 33763
720 S Colorado Blvd Denver CO 80246
214 N. Main St. Burlington IA 52601

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: (6) Performance-based fees