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AXA Advisors, LLC

AXA Advisors, LLC
AXA Advisors, LLC is a broker-dealer with over 4,972 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Firm Information

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Advisors (4,971)

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Name Start Date
Donald William Cowie Aug 2002
David Cohen Jul 2002
Timothy John Tucker Feb 2013
Jennifer Galindo King Jan 2010
April Lynn Breheim May 2011
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$9.1B
Total Assets
49K
Accounts
$185.7K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Axa Distribution Holding Corporation (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Christine Marie Nigro President; Director; Osj Principal -Bd Operations 09/01/2007
Philip Anthony Pescatore Chief Risk Officer 11/01/2007
Vincent Parascandola Senior Vice President; Divisional President 10/01/2009
William Donald Degnan Senior Vice President; Divisional President 08/01/2009
David Michael Kahal Senior Vice President; Divisional President 04/01/2010

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
1290 Avenue of the Americas
New York , NY 10104
Phone Number: 212-314-4600
Other Offices Address City State Zip
90 Woodbridge Center Drive Woodbridge NJ 07095
1111 Marcus Avenue Lake Success NY 11042
40 Monument Road Bala Cynwyd PA 19004
1633 Broadway New York NY 10019
12377 Merit Drive Dallas TX 75251

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions