|Unx LLC is a firm.|
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.
- Mantara, Inc. (75% or more)
- Executives with less than 5% share each
*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's FINRA report. Executives with less than 5% share may not own any of the firm. Please see the FINRA report for complete disclosure.
|Jay Michael Hinton||Osj Branch Manager Burbank Interim CEO||06/01/2012|
|Patti Ann Kuhlman||Director of Compliance, CCO, Interim Cfo||06/01/2011|
No firm affiliates listed.
|Phone Number:||No Information|
No compensation arrangements listed.