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Unx LLC

Unx LLC is an inactive Broker-Dealer.

Advisors (0)

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No advisors listed.

Firm Assets Under Management

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Not Available
Total Assets
Not Available
Accounts
Not Available
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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  •   Mantara, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's FINRA report. Executives with less than 5% share may not own any of the firm. Please see the FINRA report for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Jay Michael Hinton Osj Branch Manager Burbank Interim CEO 06/01/2012
Patti Ann Kuhlman Director of Compliance, CCO, Interim Cfo 06/01/2011

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
Phone Number: No Information

Firm Compensation Arrangements

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No compensation arrangements listed.