Kaplan Financial Advisors LLC

Kaplan Financial Advisors, LLC was established in 2004. We're a Fee-Only comprehensive financial planning and investment management firm.

We currently have two types of clients: 1) individual clients (average net worth: $1-5 million) and 2) business and non-profit 401(k) and 403(b) clients.

We believe in deeply personal, ...(see more)

Firm Information

Social Media

http://www.linkedin.com/in/evekaplan

Advisors (1)

Name	Start Date
Eve L. Kaplan, CFP®	Apr 2004

*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

$19.5M

Total Assets

Clients

$886.4K

Estimated Average Account Balance Per Client

*An individual AUM and number of accounts has been entered by the firm and has not been verified.

Ownership

Eve L. Kaplan, CFP® (75% or more)

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name	Title	Tenure Date
Eve L. Kaplan, CFP®	Principal	01/01/2004

Affiliated Investment Advisors and Broker Dealers

No firm affiliates listed.

Principal Office & Place of Business

Principal Office

Address:	52 Plymouth Drive Berkeley Heights , NJ 07922
Phone Number:	908-898-0549

Firm Compensation Arrangements

Fee Only
Firm

This firm has certified that they are compensated solely by their clients, and do not accept commissions or compensation of any kind based on the products they recommend.

Types of Compensation Arrangements

Key Information

Type:	Investment Adviser Firm
HQ:	Berkeley Heights, NJ
Employees:	About 1
Total Assets:	$19.5M
Website:	Kaplan Financial Advisors LLC

Client Types

	High Net Worth Individuals	65%
	Individuals	20%
	Pension and Profit Sharing Plans	15%

*The Client Types data displayed has been entered by the firm and has not been verified.

Professional Designations

Certified Financial Planner

A standard certification for advisors, designees are exposed to nearly 100 topics on integrated financial planning. Major topics include, but not limited to: insurance, employee benefits, securities, state and federal tax, estate tax and planning, asset protection, etc.

Membership Associations

National Association of Personal Financial Advisors

NAPFA, the National Association of Personal Financial Advisors, is the nation’s leading organization dedicated to the advancement of Fee-Only comprehensive financial planning. Consumers and the media look to NAPFA for access to financial advisors who meet the highest standards for professional competency, comprehensive financial planning and Fee-Only compensation.

State Registrations

Kaplan Financial Advisors LLC is registered in the following states: NY and NJ

Firm Services

	Portfolio Management	80%
	Individuals and/or Small Businesses
	Financial Planning	10%
	Comprehensive Financial Planning
	Pension Consulting	10%
	401k