Ameriprise Advisor Services, Inc.
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Ameriprise Advisor Services, Inc. is a broker-dealer with 2 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.
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Advisors (2)
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing.
Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not
updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please
contact the firm directly to determine the employment status of the advisors listed above.
Firm Assets Under Management
$127.1K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.
Ownership
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Ampf Holding Corporation
(75% or more)
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Executives with less than 5% share each
*The pie chart is not drawn to scale and is simply included to make the data visually understandable.
The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.
Executives and Control Persons
| Name |
Title |
Tenure Date |
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Lisa Sue Fildes
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Secretary |
10/01/1988 |
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Dan Michael Mcaskin
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Vice President, Director of Operations, Director |
11/01/2005 |
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David Creswell Andrew
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Chief Legal Officer, Senior Vice President |
07/01/2000 |
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Timothy John Clifford
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VP, Enterprise Scale & Tax Partnering |
02/01/2008 |
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Ernest Robert Smith
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Vice President |
02/01/2004 |
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Michael William Townsend
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VP, Divisional Director |
03/01/2006 |
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David Edward Geschke
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Svp, Chief Operating Officer, Divisional Director, Director |
04/01/2008 |
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David Timothy Doyle
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Vice President, Chief Compliance Officer |
09/01/2006 |
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Donald E Froude
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President, CEO, Director |
04/01/2009 |
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Jeffrey Joseph Scherman
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CFO |
04/01/2009 |
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James Michael Cracchiolo
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Director |
01/01/2009 |
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Joseph Edward Sweeney
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Director |
01/01/2009 |
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Patrick Hugh O'Connell
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Svp, Divisional Director |
01/01/2009 |
Affiliated Investment Advisors and Broker Dealers
| Name |
Type |
Total Assets |
| American Enterprise Investment Services Inc. |
|
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| Columbia Management Investment Distributors, Inc. |
|
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| Securities America, Inc. |
|
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| Thomas Joseph Condron |
|
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| Winchester Investment Securities, Inc. |
|
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Principal Office & Place of Business
| Other Offices Address |
City |
State |
Zip |
| 11300 Us Hwy 1 |
Palm Beach Gardens |
FL |
33408 |
| 39209 W. Six Mile Rd. |
Livonia |
MI |
48152 |
| 7733 Forsyth Blvd. |
Clayton |
MO |
63105 |
| 400 Skokie Blvd. |
Northbrook |
IL |
60062 |
| 51685 Van Dyke Avenue |
Shelby Township |
MI |
48316 |
Firm Compensation Arrangements
Types of Compensation Arrangements
