Home  >  BrightScope Advisor Pages  >  Sawtelle Financial Management, LLC

help text

Sawtelle Financial Management, LLC

Sawtelle Financial Management, LLC is a RIA based in San Antonio, TX with $151M in AUM and with 3 advisors nationwide . Roger Scott Sawtelle is the majority owner of the firm and has been in this role with the firm since 1996.

Advisors (3)

help text
Name Start Date
Patricia Howard Byrum Jul 2003
Roger Scott Sawtelle Jul 1996
Lauren Kristal Gawlik Aug 2014
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

help text
$150.7M
Total Assets
834
Accounts
$180.7K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

help text

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

help text
Name Title Tenure Date
Roger Scott Sawtelle Owner/Chief Compliance Officer 07/01/1996

Affiliated Investment Advisors and Broker Dealers

help text

No firm affiliates listed.

Principal Office & Place of Business

help text

Principal Office

Address:
1250 NE Loop 410
San Antonio , TX 78209
Phone Number: 210-822-5252

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges