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Harris Investor Services, Inc.

Harris Investor Services, Inc.
Harris Investor Services, Inc. is a broker-dealer with 265 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (265)

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Name Start Date
Aaron Vincent Cross Aug 2012
Adam Joseph Tatroe Feb 2011
Alan Michael Jaremus Feb 2012
Alberta Stephens Roberts Nov 2005
Amy Starr Drew Oct 2009
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$891.5M
Total Assets
4K
Accounts
$201.5K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Bmo Financial Corp (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Christopher J Mccomish Chairman 03/01/2009
Terry Jenkins Director 03/01/2008
Lewis, Michael Ward Director 03/01/2007
Mistarz, Cecily Marie Director 05/01/2006
Antonio Filipe Da Camara Director 03/01/2007

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
311 W. Monroe-14Th Fl
Chicago , IL 60606
Phone Number: 877-225-3863
Other Offices Address City State Zip
8400 W 159th Street Orland Park IL 60462
50 S Lincoln Hinsdale IL 60521
700 E Lake Cook Road Buffalo Grove IL 60089
111 West Monroe 3Rd Fl Chicago IL 60603
503 North Washington Naperville IL 60563

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets