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Raymond James Financial Services, Inc.

Raymond James Financial Services, Inc. is a broker-dealer with over 4,534 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Banking or Thrift Institutions.

Advisors (4,534)

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Name Start Date
Aaron Charles Brown Jan 2007
Aaron David Manchester Jun 2011
Aaron Michael Schmit May 2006
Aaron Thomas Crewse Apr 2009
Aaron Thomas Leone Jan 2009
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$17.9B
Total Assets
67K
Accounts
$267.2K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Raymond James Financial, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Paul Louis Matecki Chief Legal Officer 04/01/1989
Chester Bee Helck Director 05/01/2002
Haas, Mary, Elizabeth Corporate Secretary 05/01/1981
Richard Garland Averitt Chairman & CEO 05/01/2002
John William Bowman Assistant Vice President 07/01/1999

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Eagle Fund Distributors, Inc.

Principal Office & Place of Business

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Principal Office

Address:
880 Carillon Pkwy
St. Petersburg , FL 33716
Phone Number: 727-567-1000
Other Offices Address City State Zip
4041 Powder Mill Rd Calverton MD 20705
1101 N. Lake Destiny Road Maitland FL 33751
99 Wall Street New York NY 10005
16315-A Northcross Drive Huntersville NC 28078
2750 Stickney Point Road Sarasota FL 34231

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions