|Rice Pontes Capital, Inc. is a Broker-Dealer with 4 financial professionals registered in CA. The firm's primary clients are Individuals and High Net Worth Individuals.|
|Anthony Joseph Jr Pontes||Jul 2007|
|David Robert Rice||Jul 2007|
|Daniel Whitby Leonard||Aug 2012|
|Aldo John Barbaglia||Aug 2013|
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.
*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.
|David Robert Rice||Vice President, Secretary||12/01/1995|
|Anthony Joseph Jr Pontes||President||12/01/1995|
|David Robert Rice||Chief Compliance Officer||02/01/2008|
No firm affiliates listed.
2001 Crow Canyon Road
San Ramon , CA 94583
|Phone Number:||(925) 362-9571|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges