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First Montauk Securities Corp.

First Montauk Securities Corp. is a broker-dealer with 2 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (2)

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Name Start Date
Celeste Marie Leonard Sep 2006
Victor Kevin Kurylak Feb 2005
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$238.8M
Total Assets
893
Accounts
$267.4K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   First Montauk Financial Corp. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Mindy Ann Horowitz Chief Financial Officer/Finop 01/01/2005
Victor Kevin Kurylak President, Chief Executive Officer 02/01/2005
Celeste Marie Leonard Chief Compliance Officer 09/01/2006
John Michael Zara Municipal Principal 02/01/2008

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Gordon H. Dickinson & Co. IAR $0

Principal Office & Place of Business

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Principal Office

Address:
328 Newman Springs Rd
Red Bank , NJ 07701
Phone Number: 732-842-4700
Other Offices Address City State Zip
Venture Wealth Management Olympia WA 98501
Lucas Capital Management Red Bank NJ 07011
14545 Victory Blvd Van Nuys CA 91411
9621 Mickelberry Road Silverdale WA 98383
Frct Advisory Group Staten Island NY 10341

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: (6) Performance-based fees