Ameriprise Financial Services, Inc.
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Ameriprise Financial Services, Inc. is a broker-dealer with over 12,925 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Banking or Thrift Institutions.
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Firm Information
Advisors (12,925)
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing.
Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not
updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please
contact the firm directly to determine the employment status of the advisors listed above.
Firm Assets Under Management
$110.4K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.
Ownership
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Ampf Holding Corporation
(75% or more)
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Executives with less than 5% share each
*The pie chart is not drawn to scale and is simply included to make the data visually understandable.
The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.
Executives and Control Persons
| Name |
Title |
Tenure Date |
|
John Carl Junek
|
Senior Vice President and General Counsel |
06/01/2000 |
|
David Kent Stewart
|
Chief Financial Officer |
12/01/2007 |
|
Kurt Walker Lofgren
|
Senior Vice President and Chief Compliance Officer - U.S. Retail Distribution |
01/01/2010 |
|
Charles Neal Maglaque
|
Senior Vice President of Business Planning and Operations for Us Advisor Group |
02/01/2007 |
|
Donald E Froude
|
President, CEO and Director of Ameriprise Financial Services, Inc. |
09/01/2008 |
| Name |
Title |
Tenure Date |
|
John Carl Junek
|
Senior Vice President and General Counsel |
06/01/2000 |
|
David Kent Stewart
|
Chief Financial Officer |
12/01/2007 |
|
Kurt Walker Lofgren
|
Senior Vice President and Chief Compliance Officer - U.S. Retail Distribution |
01/01/2010 |
|
Charles Neal Maglaque
|
Senior Vice President of Business Planning and Operations for Us Advisor Group |
02/01/2007 |
|
Donald E Froude
|
President, CEO and Director of Ameriprise Financial Services, Inc. |
09/01/2008 |
|
James Boyd Flewelling
|
Group Vice President (Texas Designated Officer) |
08/01/2009 |
|
Kim Michele Sharan
|
President, Financial Planning, Retirement & Wealth Strategies and Chief Marketing Officer |
05/01/2009 |
|
Joseph Edward Sweeney
|
Director of Ameriprise Financial Services, Inc. and President, Advice and Wealth Management Products and Services |
06/01/2011 |
Affiliated Investment Advisors and Broker Dealers
Principal Office & Place of Business
| Other Offices Address |
City |
State |
Zip |
| 970 Windham Ct, Ste 6B |
Youngstown |
OH |
44512-5082 |
| 1308 Village Creek Dr., Ste 1000 |
Plano |
TX |
75093-5095 |
| 800 Westchester Ave., Ste 508 |
Rye Brook |
NY |
10573-1354 |
| 1375 E. Woodfield Rd., Ste 750 |
Schaumburg |
IL |
60173-6012 |
| 1 W 1st Ave |
Conshohocken |
PA |
19428-6802 |
Firm Compensation Arrangements
Types of Compensation Arrangements
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Percentage of Assets
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Hourly Charges
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Fixed Fees
