Back to top

Ameriprise Financial Services, Inc.



ETF Holdings

There is no ETF holding data from this firm to display at this time.



Last updated on Jan. 23, 2016
    • $172.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1M
    • $165.6K
      Estimated Average Account Balance


Firm Services

  • Financial Planning

  • Pension Consulting

  • Other
    • -Publication of Periodicals or Newsletters
    • -Selection of Other Advisors
    • -Educational seminars/workshops

Firm Client types


Current Advisors

# of advisors


name start date
Rick E. Wilson II
February 2012
David I. Katz, AAMS® AIF®
January 2014
Karen Goersch
March 2014
Thomas D. McCandless, CFA
July 2009
Scott Patrick Grady
November 2013

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Advisory Capital Strategies Group, Inc. -- --
    American Enterprise Investment Services Inc. Broker-Dealer --
    Ameriprise Auto & Home Insurance Agency, Inc. -- --
    Ameriprise Captive Insurance Company -- --
    Ameriprise Insurance Company -- --
    Ameriprise National Trust Bank -- --
    Ameriprise Trust Company -- --
    Columbia Management Investment Advisers, LLC IAR $345,246,586,352
    Columbia Management Investment Distributors, Inc. Broker-Dealer --
    Columbia Wanger Asset Management, LLC IAR $32,067,034,928
    Ids Property Casualty Company -- --
    Riversource Distributors, Inc. Broker-Dealer --
    Riversource Life Insurance Co. of New York -- --
    Riversource Life Insurance Company -- --
    Seligman Partners LLC -- --
    Threadneedle Asset Management Limited -- --
    Threadneedle Investments IAR $4,074,322,604
    Threadneedle Investments Singapore (Pte) Limited -- --
    Threadneedle Management Luxembourg S.A. -- --
    Threadneedle Portfolio Services Hong Kong Limited -- --



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      David Kent Stewart Chief Financial Officer December, 2007 less than 5%
      James Boyd Flewelling Group Vice President (Texas Designated Officer) August, 2009 less than 5%
      John Carl Junek Executive Vice President And General Counsel November, 2011 less than 5%
      Kurt Walker Lofgren Senior Vice President And Chief Compliance Officer - U.S. Retail Distribution January, 2010 less than 5%
      Joseph Edward Sweeney President, Chairman And Chief Executive Officer April, 2015 less than 5%
      Charles Neal Maglaque Director, Executive Vice President And Chief Operations Officer Awm April, 2015 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees