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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Jan. 7, 2016
    • $945.4M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $618.7K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

0

There are no advisors from this firm to display at this time.

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Gregory Mark Allen -- --

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Lisa Catherine Carroll Chief Compliance Officer October, 2002 less than 5%
    Carolyn Ann Parmer President And Chief Executive Officer, Director July, 2006 less than 5%
    Kevin James Huonker Vice President And General Counsel July, 2006 less than 5%
    Christopher Wayne Moffitt Secretary And Treasurer July, 2006 less than 5%
    Connie Mary Ann Burkhardt Director July, 2006 less than 5%
    Loy Dale Nichols Director September, 1995 less than 5%
    Kenneth Edward Schutte Director October, 2002 less than 5%
    Steven C Woods Director July, 2006 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees