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Lafise Securities Corporation

Lafise Securities Corporation is a Broker-Dealer with 9 financial professionals registered in FL. The firm's primary clients are Individuals and High Net Worth Individuals.

Advisors (9)

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Name Start Date
Mariette Clardy Torres Jan 2009
Gaston Vedani May 2006
Jose Raul Alegrett Jan 2010
Oscar Octavio Sanchez Dec 2012
Fernando Jose Casco-Downing Jun 2013
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*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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Not Available
Total Assets
Not Available
Accounts
Not Available
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Robert Joseph Sr Zamora Shareholder 06/01/2001
Maria Josefina Zamora Shareholder 06/01/2001
Luisa Franchy Cfo / Finop 06/01/2001
Marcela Zamora Erana Shareholder 12/01/2011
Mariette Clardy Torres Chief Compliance Officer 12/01/2011

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Lafise Group Panama
Lafise Investment Management
Lafise Valores De El Salvador Sa De Cv
Lafise Valores Honduras
Lafise Valores Panama
Lafise Valores Puesto De Bolsa Sa
Lafise Valores Sa
Lafise Valores Santo Domingo Sa

Principal Office & Place of Business

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Principal Office

Address:
200 S. Biscayne Blvd
Miami , FL 33131
Phone Number: 305-374-6001

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets