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FSC Securities Corporation

FSC Securities Corporation
FSC Securities Corporation is a Broker-Dealer with over 1,483 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Firm Information

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Advisors (1,483)

Name Start Date
James C. Sexton III, CFP®, CFS Aug 2009
James L. Butler Sep 2001
Michael Taylor Silverio Jan 2011
Brian S. Pearce Nov 2012
Alfred Francis Matarazzo Jul 1992
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Top ETF Holdings

No ETF holdings data available.

Firm Assets Under Management

Total Assets
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.


  •   Financial Service Corporation (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Inger Wilson Fields Vice President, Treasurer and Finop 05/01/1999
Craig Harold Dahmen Senior Vice President and Chief Financial Officer and Assistant Treasurer 03/01/2012
Noah David Sorkin Executive Vice President, General Counsel and Secretary 12/01/2008
James David Ballard Director 11/01/2014
Erica Maja Mcginnis Director, Chairperson 10/01/2013

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Aig Asset Management (Europe) Limited
Aig Asset Management (U.S.), LLC IAR $403,836,670,036
Aig Global Capital Markets Securities, LLC Broker-Dealer
Royal Alliance Associates, Inc. Dual Registrant $3,902,923,992
SagePoint Financial, Inc. Dual Registrant $3,982,167,079
Sunamerica Asset Management, LLC IAR $58,494,438,817
Sunamerica Capital Services, Inc. Broker-Dealer
The Variable Annuity Life Insurance Company IAR $28,275,804,604
VALIC Financial Advisors, Inc. IAR $21,671,758,227
Valic Retirement Services Company
Vision2020 Wealth Management Corp. IAR $1,309,423,188
Woodbury Financial Services, Inc. Dual Registrant $2,255,429,685

Principal Office & Place of Business

Principal Office

2300 Windy Ridge Pkwy, Ste 1100
Atlanta , GA 30339
Phone Number: 1-800-547-2382
Other Offices Address City State Zip
1035 Rustling Oaks Drive Charlottesville VA 22901
24 Greenway Plaza Houston TX 77046
3737 Woodland Avenue West Des Moines IA 50266
3025 Windward Plaza Alpharetta, GA 30005
2800 N. Central Ave Phoenix AZ 85004
10675 Sorrento Valley Road San Diego CA 92121
2300 Windy Ridge Pkwysuite 1100 Atlanta GA 30339

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions