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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Jan. 7, 2016
    • $1.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 8K
      Accounts
    • $242.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

0

There are no advisors from this firm to display at this time.

Leadership

Ownership

There is no ownership data available to display at this time.

Executives and Control Persons

Name Title Tenure Date % Ownership
Lee Gerard Kuckro C.L.O. November, 2001 less than 5%
Lawrence Forbes Mcintosh C.R.O.P. November, 1988 less than 5%
Daniel Joseph Mullane President And Ceo July, 2004 less than 5%
William Christian Freitag C.C.O. November, 2001 less than 5%
Scott John Doyle Srop August, 2003 less than 5%
Jason Howard Diamond C.F.O. October, 2003 less than 5%
David Adam Horowitz Director September, 2004 less than 5%
John Holmes Sr Wellington Director - C.O.O. April, 2005 less than 5%
    Source: SEC

    Fees

    Types of Compensation Arrangements

    • Percentage Of Assets
    • Hourly Charges
    • Fixed Fees
    • Commissions