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Optima Capital Management, Inc.

Optima Capital Management, Inc. is a RIA based in San Antonio, TX with $227M in AUM and with 3 advisors nationwide.

Advisors (3)

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Name Start Date
Alberto Ramos May 2012
Benjamin Jorge Lopez Apr 2011
Luis Montes-De-Oca Jan 2000
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$227.0M
Total Assets
238
Accounts
$953.7K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Benjamin Jorge Lopez Vice President 05/01/2011
Luis Montes-De-Oca President/Chief Compliance Officer 07/01/1995

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
19134 Stone Oak Parkway
San Antonio , TX 78258
Phone Number: 210-497-4488

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets