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Shapiro Financial Security Group, Inc.

Shapiro Financial Security Group, Inc. is a RIA based in Hazlet, NJ with $87M in AUM and with 5 advisors nationwide . Kenneth Bart Shapiro is the majority owner of the firm and has been in this role with the firm since 1982.

Advisors (5)

Name Start Date
Herbert C Geiss Feb 2011
Kenneth Bart Shapiro Oct 2002
James Dexter Jackson Apr 2013
Peter Charles Giammarinaro Apr 2013
William Curtis Stratton May 2013
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Top ETF Holdings

No ETF holdings data available.

Firm Assets Under Management

Total Assets
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.


*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Kenneth Bart Shapiro President/Chief Compliance Officer 12/01/1982

Affiliated Investment Advisors and Broker Dealers

No firm affiliates listed.

Principal Office & Place of Business

Principal Office

1 Bethany Road
Hazlet , NJ 07730
Phone Number: 732-739-8991

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees