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Cuna Brokerage Services, Inc.

Cuna Brokerage Services, Inc.
Cuna Brokerage Services, Inc. is a Broker-Dealer with 766 financial professionals registered nationwide. The firm's primary clients are Individuals, Corporations or Other Businesses and High Net Worth Individuals.

Advisors (766)

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Name Start Date
Barbara Anne Healy Sep 2008
Anne Patricia Sinno Jan 2007
Margie Paglinawan Moreno Nov 2012
Erik David Olson Aug 2013
Genious Carlton Hudgins Jul 2007
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$1.0B
Total Assets
6K
Accounts
$170.0K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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  •   Cuna Mutual Investment Corporation (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Kevin Robert Cummer Treasurer, Financial Operations Principal 03/01/2009
Timothy Sullivan Halevan Chief Compliance Officer, VP 01/01/2009
James Harold Metz President 12/01/2009
Ross Drechsel Hansen Vice Presdent, Secretary, Associate General Counsel 10/01/2009
Andrew J Michie Director 05/01/2011

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Members Capital Advisors, Inc. IAR $12,690,640,000

Principal Office & Place of Business

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Principal Office

Address:
2000 Heritage Way
Waverly , IA 50677
Phone Number: 319-352-4090
Other Offices Address City State Zip
Schoolsfirst Fcu Santa Ana CA 92706
Teachers Credit Union South Bend IN 46601
Vystar Credit Union Orange Park FL 32003
Randolph Brooks Fcu Live Oak TX 78233-2416
Cefcu Peoria IL 61607-1193

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: FEES FOR FINANCIAL PLANS, EXPENSE REIMBURSEMENT