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Cuna Brokerage Services, Inc.

Cuna Brokerage Services, Inc.
Cuna Brokerage Services, Inc. is a Broker-Dealer with 769 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (769)

Name Start Date
Laurie D Hild Feb 2006
Ronald Brian Rebaldo Jun 2006
James Brian Armstrong Jan 2014
Mark Alexander Vaughan Jul 2013
Richard Lawrence Rowland Mar 2009
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

$1.1B
Total Assets
4K
Accounts
$292.4K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

  •   Cuna Mutual Investment Corporation (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Kevin Robert Cummer Treasurer, Financial Operations Principal 03/01/2009
Timothy Sullivan Halevan Chief Compliance Officer, VP 01/01/2009
James Harold Metz President 12/01/2009
Ross Drechsel Hansen Vice Presdent, Secretary, Associate General Counsel 10/01/2009
Andrew J Michie Director 05/01/2011

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Members Capital Advisors, Inc. IAR $14,862,275,000

Principal Office & Place of Business

Principal Office

Address:
2000 Heritage Way
Waverly , IA 50677
Phone Number: 319-352-4090
Other Offices Address City State Zip
Randolph Brooks Fcu Live Oak TX 78233-2416
Schoolsfirst Fcu Santa Ana CA 92706
Teachers Credit Union South Bend IN 46601
Vystar Credit Union Orange Park FL 32003
Cefcu Peoria IL 61607-1193
525 Washington Blvd. Jersey City NJ 07310

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Other: FINANCIAL PLANNING AND RETAINER FEES EXP. REIMB., REV. SHARING