Home  >  BrightScope Advisor Pages  >  Harbour Investments, Inc.

help text

Harbour Investments, Inc.

Harbour Investments, Inc.
Harbour Investments, Inc. is a broker-dealer with 229 financial professionals registered nationwide. The firm's primary clients are Individuals and High Net Worth Individuals.

Advisors (229)

help text
Name Start Date
Aaron G Tachon May 2012
Aaron Kurt Seeman Aug 2005
Aaron Michael Hager Jan 2012
Alan David Dordel Oct 2010
Allen Curtis Hicks Sep 2011
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

help text
$289.2M
Total Assets
1K
Accounts
$254.2K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

help text
ownership pie chart

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

help text
Name Title Tenure Date
Nick William Sondel President, Mdp 01/01/1987
James Vail Thompson Vice President, Secretary 04/01/1992
Rhonda Lee Meyer Vice President & Chief Operating Officer, Finop 03/01/1997
David Leo Rosenow Vice President Business & Product Developement and Director of Compliance Operations Officer 03/01/2004
Richard Arthur O'Leary Chief Compliance Officer & Vice President 11/01/2004

Affiliated Investment Advisors and Broker Dealers

help text

No firm affiliates listed.

Principal Office & Place of Business

help text

Principal Office

Address:
575 D'onofrio Drive
Madison , WI 53719
Phone Number: 608-662-6100
Other Offices Address City State Zip
11132 Zealand Ave North Champlin MN 55316
55 Oaks Corporate Centre Madison WI 53711
926 Willard Drive Green Bay WI 54304
31 W680 Army Trial Rd Wayne IL 60184
2201 Eulalia St. Cross Plains WI 53528
106 E. Main Street New Albany OH 43054
3101 Ingersoll Ave Des Moines IA 50312
905 Center Ave Oostburg WI 53070
2212 East Moreland Blvd. Waukesha WI 53186
201 S. Barron St Eaton OH 45320
2211 Cranston Blvd Beloit WI 53511
40 Good Counsel Dr. Mankato MN 56001
120 S. Iowa Street Dodgeville WI 53533
4811 South 76th Street Greenfield WI 53220

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions