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Keatsconnelly

Keatsconnelly is a RIA based in Phoenix, AZ with $375M in AUM and with 16 advisors nationwide.

Advisors (16)

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Name Start Date
Renee Susan Bellefeuille Oct 2010
Dale Allen Walters Feb 2009
Rachel Anne Stever May 2009
David Harvey Levine Mar 2009
Shelly Willingham May 2013
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*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$375.0M
Total Assets
660
Accounts
$568.1K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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  •   Keats Connelly and Associates Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Dale Allen Walters Chief Executive Officer/Chief Compliance Officer 10/01/2008

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
3336 N. 32nd Street
Phoenix , AZ 85018-6241
Phone Number: 602-955-5007
Other Offices Address City State Zip
3336 N. 32nd Street Phoenix AZ 85018-6241

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: DOCUMENT ANALYSIS FEES, INVESTMENT WORKSHOPS, BOOK SALES