UBS Financial Services Inc.
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UBS Financial Services Inc. is a broker-dealer with over 11,746 financial professionals registered nationwide. The firm's primary clients are Individuals, Banking or Thrift Institutions and Pension and Profit Sharing Plans.
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Firm Information
Advisors (11,746)
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing.
Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not
updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please
contact the firm directly to determine the employment status of the advisors listed above.
Firm Assets Under Management
$273.8K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.
Ownership
-
Ubs Americas Inc
(75% or more)
-
Executives with less than 5% share each
*The pie chart is not drawn to scale and is simply included to make the data visually understandable.
The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.
Executives and Control Persons
| Name |
Title |
Tenure Date |
|
Tambra Suzanne King
|
Corporate Secretary |
07/01/2006 |
|
Lisa M. Francomano
|
Chief Compliance Officer for The Advisory Business |
10/01/2006 |
|
William Patrick Frey
|
Chief Financial Officer |
03/01/2011 |
|
Douglas Thornley Siegel
|
Chief Compliance Officer |
10/01/2009 |
|
Brian Patrick Hull
|
Director, Member of The Ubs Ag Wealth Management Americas Executive Committee |
01/01/2010 |
|
John Brown
|
Director, Member of The Ubs Ag Wealth Management Americas Executive Committee |
01/01/2010 |
|
Paula Delia Polito
|
Director, Member of The Ubs Ag Wealth Management Americas Executive Committee |
01/01/2010 |
|
Rosemary Theresa Berkery
|
Director, Member of The Ubs Ag Wealth Management Americas Executive Committee |
03/01/2010 |
|
Anita Mary Sands
|
Director, Member of The Ubs Ag Wealth Management Americas Executive Committee |
07/01/2010 |
|
Jonathan Eisenberg
|
General Counsel, Managing Director |
07/01/2010 |
|
Robert J Mccann
|
Chairman Ubs Financial Services Inc;Ceo Ubs Group Americas |
03/01/2012 |
|
Robert Mulholland
|
President & CEO Ubs Financial Services Inc, Member of The Ubs Ag Wealth Management Americas Executive Committee |
03/01/2012 |
|
T.John Dalby
|
Director, Member of The Ubs Ag Wealth Management Americas Executive Committee |
10/01/2011 |
Affiliated Investment Advisors and Broker Dealers
Principal Office & Place of Business
| Other Offices Address |
City |
State |
Zip |
| 3011 Townsgate Road |
Westlake Village |
CA |
91361 |
| One Corporate Drive |
Wausau |
WI |
54401 |
| 295 1st Street South |
Winter Haven |
FL |
33880 |
| 75-280 Highway 111 |
Indian Wells |
CA |
92210 |
| 3801 University Avenue |
Riverside |
CA |
92501-3648 |
| 1800 North Military Trail |
Boca Raton |
FL |
33431 |
| 64 Willow Place |
Menlo Park |
CA |
94025-9784 |
| 1337 Tilton Road |
Northfield |
NJ |
08225-9705 |
| 9201 Camino Media |
Bakersfield |
CA |
93311 |
| 709 Westchester Avenue |
White Plains |
NY |
10601-1712 |
| 1471 Iyannough Road |
Hyannis |
MA |
02601-3808 |
| 950 Trade Centre Way |
Portage |
MI |
49002 |
| 900 Island Park Drive |
Charleston |
SC |
29492 |
| 499 Washington Boulevard |
Jersey City |
NJ |
07310 |
| 6575 Seville Drive |
Canfield |
OH |
44406-0100 |
| 500 Campus Drive |
Florham Park |
NJ |
07932 |
| 20 Pacifica |
Irvine |
CA |
92618 |
| 500 Delaware Avenue |
Wilmington |
DE |
19801 |
| One State Street |
Hartford |
CT |
06103 |
| 100 Field Point Road |
Greenvich |
CT |
06830 |
| 100 B Street |
Santa Rosa |
CA |
95401 |
| 4800 North Scottsdale Road |
Scottsdale |
AZ |
85253 |
| 888 San Clemente Drive |
Newport Beach |
CA |
92660-6301 |
| One N. Wacker Drive |
Chicago |
IL |
60606 |
| 555 California Street |
San Francisco |
CA |
94104 |
| 11330 Vanstory Drive |
Huntersville |
NC |
28078 |
| 816 A1A North |
Ponte Vedra |
FL |
32082 |
| 100 Mariners Way |
Port Jefferson |
NY |
11777-1868 |
| One Broad Street Plaza |
Glens Falls |
NY |
12801-4360 |
| 333 Bridge Street, N.W. |
Grand Rapids |
MI |
49504-5303 |
| 2185 North California Blvd. |
Walnut Creek |
CA |
94596-9943 |
| 2300 North Mayfair Road |
Wauwatosa |
WI |
53226-1508 |
| 1901 56th Avenue |
Greeley |
CO |
80634-9937 |
| 123 North Street |
Pittsfield |
MA |
01201 |
| 5600 Walnut Street |
Pittsburgh |
PA |
15232-2410 |
| 131 S. Aubum Street |
Grass Valley |
CA |
95945 |
| 12 Brooth Drive |
Plattsburgh |
NY |
12901 |
| 300 Westage Business Center |
Fishkill |
NY |
12524 |
| 299 South Main St. |
Salt Lake City |
UT |
84111 |
| 7700 Wisconsin Avenue |
Bethesda |
MD |
20814-3522 |
| 600 North Park Town Center |
Atlanta |
GA |
30328 |
| 98 San Jacinto Blvd. |
Austin |
TX |
78701-9680 |
| 100 No. Green Street |
Greensboro |
NC |
27401-2507 |
| Capitol Center, 919 Congress Avenue |
Austin |
TX |
78701 |
| 1010 S. Broadway |
Santa Maria |
CA |
93454 |
| 2555 East Camelback Road |
Phoenix |
AZ |
85016-4875 |
| 500 Grant Street, 46th Floor |
Pittsburgh |
PA |
15219-2502 |
| One Pointe Drive |
Brea |
CA |
92821-3600 |
| 3000 Briarcrest Drive |
Bryan |
TX |
77802-3054 |
| 4675 Mac Arthur Court |
Newport Beach |
CA |
92660-9923 |
| One Leadership Square |
Oklahoma City |
OK |
73102 |
| 38 Eastwood Drive |
South Burlington |
VT |
05403 |
| 125 Main Street |
Bradford |
PA |
16701-2057 |
| 7500 College Blvd. |
Overland Park |
KS |
66210-9840 |
| Deerfield Commons |
Alpharetta |
GA |
30004 |
| One Valmont Plaza |
Omaha |
NE |
68124-5220 |
| 111 North Orange Avenue |
Orando |
FL |
32801-1869 |
| 2029 Century Park East |
Los Angeles |
CA |
90067-3015 |
| 1285 Avenue of the Americas |
New York |
NY |
10019-6096 |
| 101 West Badcock |
Bozeman |
MT |
59715 |
| Sarasota City Center, 9th Floor |
Sarasota |
FL |
34236 |
| 555 Maryville University Drive |
TOWN & COUNTRY |
MO |
63141 |
| 5921 South Middlefield Road |
Littleton |
CO |
80123 |
| 141 East Palace Avenue |
Santa Fe |
NM |
87501-2041 |
| 330 Commerce Street |
Nashville |
TN |
37201 |
| 120 Crown Drive |
Danville |
VA |
24540 |
| 2200 Ross Avenue |
Dallas |
TX |
75201-2777 |
| 945 West Norton Avenue |
Muskegon |
MI |
49441-4175 |
| 3000 A Street |
Anchorage |
AR |
99503-4087 |
| 5080 Spectrum Drive |
Dallas |
TX |
75001 |
| 945 Houston Northcutt Blvd. |
Mt. Pleasant |
SC |
29464 |
| 265 Frankin Street |
Boston |
MA |
02110-3196 |
| 800 North Shoreline Blvd. North Tower |
Corpus Christi |
TX |
78401-3701 |
| 930 Tahoe Blvd |
Incline Village |
NV |
89450 |
| 2200 West Main Street |
Durham |
NC |
27705-4677 |
| 200 West Vine Street |
Lexington |
KY |
40507-1413 |
| 107B West Tennessee Avenue |
Oak Ridge |
TN |
37831 |
| 307 South Ashland Avenue |
Lexington |
KY |
40502 |
| Oakbrook Terrace Tower |
Oak Brook |
IL |
60181-9820 |
| 484 South Miller Road |
Akron |
OH |
44333-4172 |
| 1199 Main Avenue |
Durango |
CO |
81301 |
| 550 Baltimore Way |
Coral Gables |
FL |
33134-5730 |
| 100 State Street |
EIRE |
PA |
16507-9883 |
| 2055 Croker Road |
Westlake |
OH |
44145 |
| 80 State Street |
Albany |
NY |
12207-2501 |
| One Park Building |
Guaynabo |
PR |
00969 |
| 14275 Golf Course Drive |
Baxter |
MN |
56425 |
| New York/International Branch |
New York |
NY |
10019 |
| 34851 Emerald Coast Pkwy |
Destin |
FL |
32541 |
| 81 Newtown Lane |
East Hampton |
NY |
11937-2937 |
| 89 Kercheval Avenue |
Grosse Pointe Farms |
MI |
48236 |
| 444 Gulf of Mexico Drive |
Longboat Key |
FL |
34428 |
| Regency Plaza 1 |
Denver |
CO |
80237-2869 |
| 50 W San Fernando Street |
San Jose |
CA |
95113 |
| 3450 Dowlen Road |
Beaumont |
TX |
77706 |
| 15821 Ventura Blvd |
Encino |
CA |
91436-2937 |
| One Club Acre Lane |
Bedford |
NH |
03110 |
| 100 S.E. 2nd Street |
Miami |
FL |
33131-2129 |
| 860 Straits Turnpike |
Middlebury |
CT |
06762-2834 |
| 301 Commerce |
Fort Worth |
TX |
76102-4218 |
| 8018 Excelsior Drive |
Madison |
WI |
53717-1902 |
| 500 West Wall |
Midland |
TX |
79701-5093 |
| 330 East Kilbourn Avenue |
Milwaukee |
WI |
53202-3159 |
| 3737 Multifoods Tower |
Minneapolis |
MN |
55402-3709 |
| 32065 Castle Ct. |
Evergreen |
CO |
80439 |
| 32300 Northwestern Hwy |
Farmington Hills |
MI |
48334-1516 |
| One Chagrin Highlands, 2000 Aubum Drive |
Beachwood |
OH |
44122-4313 |
| 5075 Westherimer Road |
Houston |
TX |
77056 |
| 1201 Agora Drive |
Bel-Aire |
MD |
21014 |
| 9500 Arena Drive |
Largo |
MD |
20774 |
| 505 North Argonne |
Spokene |
WA |
99212 |
| 1111 Bagby Street |
Houston |
TX |
77002-9960 |
| 2155 Louisiana Blvd. NE |
Albuquerque |
NM |
87110-5414 |
| 400 Second Avenue NW |
Hickory |
NC |
28601 |
| 4 Greenspot Place |
Houston |
TX |
77060-2199 |
| 333 North Point Center East |
Alpharetta |
GA |
30004 |
| 116 South Washington Street |
Hinsdale |
IL |
60521-3420 |
| 5065 Westheimer Road |
Houston |
TX |
77056 |
| 590 Madison Avenue |
New York |
NY |
10022-2526 |
| 657 E. Main Street |
Mount Kisco |
NY |
10549 |
| 380 Knollwood Street |
Winston-Salem |
NE |
27103 |
| 131 South Rodeo Drive |
Beverly Hills |
CA |
90212-2428 |
| 21650 Oxnard Street |
Woodland Hills |
CA |
91367-4907 |
| First Inter Bank Center |
Billings |
MT |
59101-1200 |
| 1110 N. Kansas Avenue |
Topeka |
KS |
66603 |
| 733 Bishop Street |
Honolulu |
HI |
96813-4068 |
| 22 Miller Street |
Winston-Salem |
NC |
27103-1446 |
| 18400 Sr #3 |
Canóvanas |
PR |
00729 |
| 200 West Hwy 6, Amer Place |
Waco |
TX |
76712-3974 |
| Carr #111 Km 17.0 |
San Sebastian |
PR |
00685 |
| Three Wachovia Bldg. |
Charlotte |
NC |
28202 |
| 600 Superior Ave E |
Cleveland |
OH |
44114 |
| 777 North Eldridge Pkwy |
Houston |
TX |
77079-4416 |
| One Columbus Center |
Virginia Beach |
VA |
23462-6700 |
| 5100 Town Center Circle, Tower II |
Boca Raton |
FL |
33486-1063 |
| Key Center, 601 108th Avenue, NE |
Bellevue |
WA |
98004 |
| 200 Concord Plaza Drive |
San Antonio |
TX |
78216-6947 |
| 1355 East Northern Ave |
Phoenix |
AZ |
85020 |
| 610 South Bryant Blvd. |
San Angelo |
TX |
76903-6766 |
| 10 Chestnut Street |
Worcester |
MA |
01608 |
| 700 Route 70 |
Lakewood |
NJ |
08701 |
| 15303 Amberly Drive |
Tampa |
FL |
33647 |
| 1251 Avenue of Americas |
New York |
NY |
10020-1080 |
| 127 Manolo Place |
MAUI |
HI |
96753 |
| 677 Washington Blvd. |
Stamford |
CT |
06901 |
| 299 Park Avenue |
New York |
NY |
10271 |
| 1100 Brandywine Blvd |
Zanesville |
OH |
43701 |
| 860 West Olive Street |
Merced |
CA |
95348-2427 |
| 225 Broadhollow Road |
Melville |
NY |
11747-4896 |
| 35 Isabel Street |
Ponce |
PR |
00731 |
| 7887 Washington Village Dr. |
Centerville |
OH |
45459 |
| Rattan Regional Bldg. |
Mayaguez |
PR |
00680 |
| 6070 Poplar Avenue |
Memphis |
TN |
38119 |
| 110 North Main Street |
Dayton |
OH |
45402 |
| 370 17th Street |
Denver |
CO |
80202-5641 |
| 1770 Kirby Parkway |
Memphis |
TN |
38138-7408 |
| 343 Thornall Street |
Edison |
NJ |
08818 |
| 411 South State Street |
Newtown |
PA |
18940-1929 |
| One Northbrook Place |
Northbrook |
IL |
60062-2889 |
| 222 East Carillo Street |
Santa Barbara |
CA |
93101-2127 |
| 3801 PGA Boulevard |
North Palm Beach |
FL |
33401 |
| 8045 Leesburg Pike, Tower III |
Vienna |
VA |
22182-2706 |
| 4009 West 49th Street, Suite 201 |
Sioux Falls |
SD |
57106-3797 |
| 90 South Cascade Avenue |
Colorado Springs |
CO |
80903-2275 |
| 2 Courthouse Square |
Norwich |
CT |
06360 |
| 1700 South 10th Street |
McAllen |
TX |
78503 |
| 1146 West Highway 89A |
Sedona |
AZ |
86336-5760 |
| 10 Park Street |
Concord |
NH |
03301-6303 |
| 200 South Los Robles |
Pasadena |
CA |
91101-2479 |
| 61 South Paramus Road |
Paramus |
NJ |
07652-1239 |
| 100 South 4th Avenue |
Louisville |
KY |
40202 |
| 8 Essex Center Drive |
Peabody |
MA |
09160-2926 |
| 229 West Venice Avenue |
Venice |
FL |
34285 |
| 108 South Frontage Road West |
Vail |
CO |
81658 |
| 5025 Arlington Centre Blvd. |
Columbus |
OH |
43220-9940 |
| 110 South Union Street |
Alexandria |
VA |
22314 |
| 7150 Jefferson Hwy |
Baton Rouge |
LA |
70806 |
| 600 S.W. Columbia, Bldg. 4 |
Bend |
OR |
97702-3177 |
| 920 South Main Street |
Grapevine |
TX |
76051 |
| 8 Main Street |
Southhampton |
NY |
11968-4819 |
| 205 Second Avenue South |
Virginia |
MN |
55792-2667 |
| One Merchants Plaza |
Bangor |
ME |
04401-6537 |
| 601 West Riverside Avenue |
Spokane |
WA |
99201-0648 |
| 1701 Highway A1A |
Vero Beach |
FL |
32963-9929 |
| 500 East Pratt Street |
Baltimore |
MD |
21202-1009 |
| 1 Tech Drive |
Andover |
MA |
01810-1081 |
| 777 Broadway |
Anderson |
IN |
46012-2959 |
| 1662 Elm Street |
Manchester |
NH |
03104 |
| 100 Main Street |
Houston |
TX |
77002 |
| 11A, 11B Curacao Gade |
St. Thomas |
VA |
00802 |
| 1435 Northern Blvd. |
Manhasset |
NY |
11030-3003 |
| 440 South Warren Street |
Syracuse |
NY |
13202-2604 |
| 149 East Main Street |
Martinsville |
VA |
24112 |
| 100 South Ashley Drive |
Tampa |
FL |
33602-9965 |
| P.O. Box 4667 (37802-4667) |
Maryville |
TN |
37804 |
| Talleyrand Office Park |
Tarrytown |
NY |
10591 |
| 206 E. Avenue North |
Ketchum |
ID |
83340 |
| 3015 South U.S. Highway 41 |
Terre Haute |
IN |
47802 |
| One Seagate Plaza |
Toledo |
OH |
43604-2613 |
| 5285 East Williams Circle |
Tucson |
AZ |
85711-7400 |
| City Center Plaza |
Traverse City |
MI |
49684 |
| Wilbros Place |
Tulsa |
OK |
74136 |
| 2301 West Big Beaver Road |
Troy |
MI |
48084-3321 |
| 6101 South Broadway |
Tyler |
TX |
75703-9960 |
| 1808 West Main Street |
Troy |
OH |
45373 |
| 460 West Wesmark Blvd. |
Sumter |
SC |
29151 |
| 15958 City Walk |
Sugarland |
TX |
77479 |
| One North Brentwood Blvd |
Saint Louis |
MO |
63105 |
| 125 West Romana Street |
Pensacola |
FL |
32501 |
| 3737 Glenwood Avenue |
Raleigh |
NC |
27609 |
| 4601 Six Forks Road, Suite 405 |
Raleigh |
NC |
27609-5210 |
| One City Center |
Portland |
ME |
04101 |
| 5 Radnor Corporate Center |
Radnor |
PA |
19087-4576 |
| One Citizens Plaza |
Providence |
RI |
02903-1342 |
| 1000 S.W. Broadway |
Portland |
OR |
97205-3003 |
| 222 East Carillo Street |
Sant Barbara |
CA |
93101-2127 |
| 2002 Judson Road |
Longview |
TX |
75605-5647 |
| 312 Walnut Street |
Cincinnati |
OH |
45202-4040 |
| 600 Superior Avenue East |
Cleveland |
OH |
44114-2650 |
| 600 Cleveland Street |
Clearwater |
FL |
33755 |
| Painewebber Marina Towers |
Melbourne |
FL |
32901 |
| 712 South East Ocean Blvd. |
Stuart |
FL |
34994-2320 |
| 2800 West March Lane |
Stockton |
CA |
95219-8218 |
| 215 Redfern Village |
Saint Simons Isle |
GA |
31522 |
| 150 Second Avenue North |
Saint Petersburg |
FL |
33701-3372 |
| 2400 Minnesota World Trade Center |
Saint Paul |
MN |
55101-4905 |
| 3737 Marine Midland Center |
Buffalo |
NY |
14203 |
| 1285 Avenue of Americas |
New York |
NY |
10019-6028 |
| 200 Park Avenue |
New York |
NY |
10166-0003 |
| 333 Earle Ovington Blvd |
Mitchel Field |
NY |
11553-9323 |
| 3102 West End Ave. |
Nashville |
TN |
37203-6016 |
| 703 Trancas Street |
Napa |
CA |
94558-3014 |
| 10801 W. Charleston Blvd |
Las Vegas |
NV |
89109-0912 |
| The Tower At Kenwood |
Cincinnati |
OH |
45236-2919 |
| Well Fargo Tower |
Las Vegas |
NV |
89109-0912 |
| 47 East Chicago Avenue |
Naperville |
IL |
60540-5360 |
| 1021 East St. Mary Blvd. |
Lafayette |
LA |
70503 |
| Tennessee Plaza |
Knoxville |
TN |
37929 |
| 4285 Moese Road |
Gahanna |
OH |
43230 |
| 201 Heymann Blvd. |
Lafayette |
LA |
70505 |
| 1 Century Tower- 6th Floor |
New Haven |
CT |
06510-1708 |
| 2400 Leechburg Road |
New Kensington |
PA |
15068-4620 |
| 90 State House Square |
Hartford |
CT |
06103-3600 |
| 701 Poydras Street |
New Orleans |
LA |
70139-0001 |
| Village Park Business Center |
Williamsville |
NY |
14221 |
| 301 East Ocean Blvd |
Long Beach |
CA |
90802-4833 |
| One Post Office Square |
Boston |
MA |
02110-3196 |
| 4400 Post Oak Parkway |
Houston |
TX |
77027-3173 |
| 140 Broadway |
New York |
NY |
10005-1197 |
| 10800 Financial Center Pkwy |
Little Rock |
AR |
72211-3526 |
| 1 International Place |
Boston |
MA |
02109 |
| 670 N. River Street |
Wilkes-Barre |
PA |
18705 |
| 1201 N Street |
Lincoln |
NE |
68508-2085 |
| 5730 South 1475 East |
South Ogden |
UT |
84403 |
| 1520-100 Royal Palm Sq. Blvd. |
Fort Meyers |
FL |
33919-9853 |
| 3711 John F. Kennedy Parkway |
Fort Collins |
CO |
80525 |
| 401 East Las Olas Blvd |
Ft. Lauderdale |
FL |
33301-9872 |
| Fig Garden Financial Center |
Fresno |
CA |
93704-7669 |
| 8888 Keystone Crossing |
Indianapolis |
IN |
46240-4613 |
| Standard Federal Place |
Fort Wayne |
IN |
46802-1900 |
| 307 International Circle |
Hunt Valley |
MD |
21031-1060 |
| 6360 I 55 North |
Jackson |
MS |
39211 |
| 325 N. Old Woodward Avenue |
Birmingham |
MI |
48009-6169 |
| 5219 City Bank Parkway |
Lubbock |
TX |
79407 |
| New Pointe Office Center |
Bethlehem |
PA |
18017-8991 |
| 1095 Rydal Road |
Rydal |
PA |
19046 |
| One Independent Drive |
Jacksonville |
FL |
32202-5081 |
| 700 West 47th Street |
Kansas City |
MO |
64112 |
| Richland Square II |
Johnstown |
PA |
15904 |
| 200 Clock Tower Place |
Carmel |
CA |
93923 |
| 1 Pointe Drive |
Brea |
CA |
92821 |
| 440 Royal Palm Way |
Palm Beach |
FL |
33480-4358 |
| Krystal Building |
Chattanooga |
TN |
37402 |
| 320-1 Graham Street |
Shelby |
NC |
28150 |
| 2387 South Linden Road |
Flint |
MI |
48532-5428 |
| 8373 Mentor Avenue |
Mentor |
OH |
44060 |
| 773 Norht Parkway Avenue |
Jackson |
TN |
38305 |
| Segundo Bernier Street |
Coamo |
PR |
00769 |
| 14 West 2nd Street |
Whitefish |
MT |
59937 |
| 1501 K Street NW |
Washington |
DC |
20005 |
| Carmichael Center |
Montgomery |
AL |
36106 |
| Nationsbank Corporate Center |
Charlotte |
NC |
28202 |
| One Commercial Place |
Norfolk |
VA |
23510 |
| 750 Washington Blvd |
Stamford |
CT |
06901 |
| 5120 Village Square Drive |
Paducah |
KY |
42001 |
| 909 Poydras Street |
New Orleans |
LA |
70112 |
| 830 Alder Creek Drive |
Medford |
OR |
97504 |
| 130 Maple Drive North |
Hendersonville |
TN |
37075 |
| 50 West San Fernando Street |
San Jose |
CA |
95113 |
| 340 South Main Street |
Plymouth |
MI |
48170 |
| 188 South Main Street |
Chester |
VT |
05143 |
| 214 East Mountcastle Drive |
Johnson City |
TN |
37601 |
| 400 South El Camino Real |
San Mateo |
CA |
94402-1708 |
| 17 West McBee Avenue |
Greenville |
SC |
29601 |
| 1000 Wilkinson Trace |
Bowling Green |
KY |
42103 |
| 6900 S. Mccarran Blvd. |
Reno |
NV |
89509 |
| Two Market Square |
Marblehead |
MA |
01945 |
| 15 Market Place |
Chatham |
MA |
02669 |
| 5850 Opus Parkway |
Minnetonka |
MN |
55343-9687 |
| 10704 Clemson Blvd |
Seneca |
SC |
29678 |
| 2 East Bryan Street |
Savannah |
GA |
31401 |
| 3001 Douglas Blvd |
Roseville |
CA |
95661-9955 |
| 11200 Rockville Pike |
Rockville |
MD |
20852-3103 |
| 400 Linden Oaks |
Rochester |
NY |
14625-2818 |
| 3200 Northline Avenue |
Greensboro |
NC |
27408 |
| Tri-Parkway Corporate Park |
Red Bank |
NJ |
07701-6745 |
| 10 S. Jefferson Street |
Roanoke |
VA |
24011 |
| 17140 Bernardo Center Drive |
San Diego |
CA |
92128-2088 |
| 109 North Post Oak Lane |
Houston |
TX |
77024 |
| 116 Jefferson Street South |
Huntsville |
AL |
35801 |
| 1021 East Cary Street |
Richmond |
VA |
23219-4000 |
| 200 East Main Street |
Kingsport |
TN |
37660 |
| 101 West Elm Street |
Conshohocken |
PA |
19428 |
| 5465 Mills Civic Parkway |
West Des Moines |
IA |
50266 |
| 101 East Redland Blvd. |
Redlands |
CA |
92737-4724 |
| 4801 Olympia Park Plaza |
Louisville |
KY |
40241 |
| 1400 Route 206 North |
Bedminster |
NJ |
07921 |
| 300 Post Road West |
Westport |
CT |
06880 |
| 1610 Arden Way |
Sacramento |
CA |
95815 |
| 2310 Rt 34 |
Manasquan |
NJ |
08736 |
| 6337 Morrison Blvd. |
Charlotte |
NC |
28211 |
| 775 Page Mill Road |
Palo Alto |
CA |
94304-1003 |
| 115 North Washington Avenue |
Cookeville |
TN |
38501 |
| 380 Knollwood Street |
Winston-Salem |
NC |
27103 |
| 109 North Avenue |
Westfield |
NJ |
07090 |
| 4774 Munson Street NW |
Canton |
OH |
44718 |
| Five Concourse Parkway |
Atlanta |
GA |
30328 |
| 257 East Main Street |
Barrington |
IL |
60010 |
| 925 4th Avenue |
Seattle |
WA |
98104 |
| One Monarch Place |
Springfield |
MA |
01144 |
| 4801 Gaillardia Parkway |
Oklahoma City |
OK |
73142 |
| 138 Charlotte Street |
Asheville |
NC |
28801 |
| 55 William Street |
Wellesley |
MA |
02481 |
| 2475 Village View Drive |
Henderson |
NV |
89074 |
| 350 North 9th Street |
Boise |
ID |
83702 |
| 100 Overlook Center |
Princeton |
NJ |
08540 |
| 777 South Flagler Drive |
West Palm Beach |
FL |
33401 |
| 951 East Byrd Street |
Richmond |
VA |
23219 |
| 1985 Eastwood Road |
Wilmington |
NC |
28403 |
| 801 Laurel Oak Drive |
Naples |
FL |
34108 |
| 5847 San Felipe |
Houston |
TX |
77057 |
| Trinity Plaza II |
San Antonio |
TX |
78212 |
| 2215 Langhorne Road |
Lynchburg |
VA |
24501 |
| 5950 Sherry Lane |
Dallas |
TX |
75225 |
| 777 South Figueroa Street |
Los Angeles |
CA |
90017 |
| 800 Shades Creek Parkway |
Birmingham |
AL |
35209 |
| 18851 NE 29th Avenue |
Aventura |
FL |
33180 |
| 158 Meeting Street |
Charleston |
SC |
29401 |
| 400 Travis Street |
Shreveport |
LA |
71101 |
| 1801 13th Street |
Boulder |
CO |
80302 |
| 600 West Broadway |
San Diego |
CA |
92101 |
| 1 North Wacker Drive |
Chicago |
IL |
60606 |
| 501 Fellowship Road |
Mt. Laurel |
NJ |
08054 |
| One Riverway |
Houston |
TX |
77056 |
| 3455 Peachtree Road NE |
Atlanta |
GA |
30326 |
| 200 Park Avenue |
New York |
NY |
10166 |
| One Post Office Square |
Boston |
MA |
02109 |
| 1200 Prospect Street |
La Jolla |
CA |
92037 |
| One California Street |
San Francisco |
CA |
94111 |
| 100 Crescent Court |
Dallas |
TX |
75201 |
| 45 Lyme Road |
Hanover |
NH |
03755 |
| 10001 Woodloch Forest Drive |
The Woodlands |
TX |
77380 |
Firm Compensation Arrangements
Types of Compensation Arrangements
-
Percentage of Assets
-
Hourly Charges
-
Fixed Fees
-
Commissions
-
Other: SEE SCHEDULE D - MISCELLANEOUS
